We are live on ! Find out more
PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+10.4%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$163M
AUM Growth
-$108M
Cap. Flow
-$101M
Cap. Flow %
-61.79%
Top 10 Hldgs %
41.68%
Holding
118
New
31
Increased
15
Reduced
18
Closed
47

Top Buys

Rank Stock Value
1
CCC.U
Churchill Capital Corp
CCC.U
+$3.54M
2
CRM icon
Salesforce
CRM
+$2.97M
3
LOW icon
Lowe's Companies
LOW
+$2.71M
4
SIX
Six Flags Entertainment Corp.
SIX
+$2.46M
5
ACEL icon
Accel Entertainment
ACEL
+$2.4M

Top Sells

Rank Stock Value
1
FSACW
Federal Street Acquisition Corp. Warrant
FSACW
+$21.5M
2
MPACW
Matlin & Partners Acquisition Corporation
MPACW
+$11.9M
3
FG.WS
FGL Holdings Warrants exercisable for one Ordinary Share at a price of $11.50 per share
FG.WS
+$10.9M
4
IPOA.U
Social Capital Hedosophia Holdings Corp.
IPOA.U
+$8.11M
5
GTYHW
GTY Technology Holdings, Inc. Warrants
GTYHW
+$6.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.91%
2 Consumer Discretionary 16.04%
3 Technology 6.87%
4 Communication Services 6.07%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAQ.U
26
DELISTED
Spartan Energy Acquisition Corp Units (each consisting of one Class A Common Stock and one-third of
SPAQ.U
$2.14M 1.31%
+210,700
New +$2.13M
VEACW
27
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$2.05M 1.26%
+205,266
New +$300K
QSR icon
28
Restaurant Brands International
QSR
$27.6B
$2.02M 1.24%
+34,000
New +$2.07M
AMZN icon
29
Amazon
AMZN
$2.74T
$2M 1.23%
20,000
-8,860
-31% -$833K
PTC icon
30
PTC
PTC
$14.8B
$1.91M 1.17%
18,000
-20,990
-54% -$2.05M
SBUX icon
31
Starbucks
SBUX
$113B
$1.82M 1.12%
32,000
+7,865
+33% +$416K
NXTP
32
DELISTED
NextPlay Technologies, Inc. Common Stock
NXTP
$1.69M 1.04%
39,278
-2,777
-7% -$138K
BYD icon
33
Boyd Gaming
BYD
$5.6B
$1.66M 1.02%
49,119
+1,619
+3% +$57.9K
BURL icon
34
Burlington
BURL
$14.7B
$1.63M 1%
+10,010
New +$1.6M
RP
35
PUT
DELISTED
RealPage, Inc.
RP
$1.59M 0.97%
+24,100
New +$1.44M
MGY icon
36
Magnolia Oil & Gas
MGY
$6.58B
$1.58M 0.97%
105,474
-13,994
-12% -$183K
STZ icon
37
Constellation Brands
STZ
$21.4B
$1.51M 0.93%
+7,000
New +$1.49M
GPAQW
38
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$1.49M 0.91%
+150,000
New +$86.4K
CMSSU
39
DELISTED
CM Seven Star Acquisition Corporation Unit
CMSSU
$1.41M 0.86%
+129,350
New +$1.39M
CZR
40
DELISTED
Caesars Entertainment Corporation
CZR
$1.33M 0.82%
130,000
-370,000
-74% -$3.89M
HPK icon
41
HighPeak Energy
HPK
$1.05B
$1.26M 0.77%
129,400
– –
ADSK icon
42
Autodesk
ADSK
$48B
$1.25M 0.77%
8,000
-18,000
-69% -$2.54M
ADBE icon
43
Adobe
ADBE
$105B
$1.22M 0.75%
+4,500
New +$1.16M
IPOA.WS
44
DELISTED
Social Capital Hedosophia Holdings Corp. Warrants, each whole warrant exercisable for one Class A Or
IPOA.WS
$1.2M 0.73%
120,589
-243,016
-67% -$367K
SBUX icon
45
CALL
Starbucks
SBUX
$113B
$1.14M 0.7%
+20,000
New +$1.06M
MOSC.U
46
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
$1.14M 0.7%
111,400
-82,500
-43% -$838K
VEAC
47
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$1.12M 0.69%
112,033
+82,033
+273% +$817K
PPLI
48
People Inc
PPLI
$2.88B
$1.08M 0.67%
+27,977
New +$908K
DOTAW
49
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$1.08M 0.66%
106,400
+16,100
+18% +$10.3K
YUMC icon
50
Yum China
YUMC
$14.5B
$1.05M 0.65%
+30,000
New +$1.07M
1
2
3 4 5

Similar funds

SGS
Sterling Global Strategies Carlsbad, California $18M AUM 11.58% 1-Year Est. Return
TCM
Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return
ACM
Aegea Capital Management Chicago, Illinois $18.6M AUM
HMPV
Highland Management Partners VI Cambridge, Massachusetts $22.7M AUM
LPC
Loeb Partners Corp New York $4.86M AUM 7.22% 1-Year Est. Return
CCM
Chieftain Capital Management New York $3.03M AUM 3.88% 1-Year Est. Return
CAM
CMT Asset Management Chicago, Illinois $1.02M AUM 41.28% 1-Year Est. Return
Nuveen Fund Advisors
Nuveen Fund Advisors Chicago, Illinois $239K AUM 19.32% 1-Year Est. Return

Pacific Grove Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Pacific Grove Capital held 118 positions worth $163M, down 40% from $271M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Pacific Grove Capital withdrew a net $101M in Q3 2018, closing 47 positions and reducing 18 holdings. Its most notable exit was Federal Street Acquisition Corp. Warrant, an estimated $21.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 62% of assets, down from 70% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Pacific Grove Capital opened a new position in Churchill Capital Corp worth $3.55M.

  • Pacific Grove Capital's largest Q3 2018 buy was Churchill Capital Corp: 350,000 shares worth $3.55M.
  • Pacific Grove Capital added most to Lowe's Companies in Q3 2018, an estimated $2.71M increase.
  • Pacific Grove Capital's biggest Q3 2018 reduction was Caesars Entertainment Corporation, cutting an estimated $3.89M.
  • Pacific Grove Capital fully exited Federal Street Acquisition Corp. Warrant in Q3 2018, selling an estimated $21.5M.
  • Pacific Grove Capital's ten largest holdings make up 42% of its $163M portfolio in Q3 2018.
  • Pacific Grove Capital opened 31 new positions and closed 47 in Q3 2018.
  • Pacific Grove Capital's portfolio value fell 40% quarter-over-quarter to $163M.

Based on Pacific Grove Capital's 13F filing for Q3 2018, filed 14 Nov 2018.