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PGC

Pacific Grove Capital Portfolio holdings

AUM $15.2M
1-Year Est. Return 40.63%
This Fund
S&P 500
This Quarter Est. Return
+3.97%
1 Year Est. Return
-40.63%
3 Year Est. Return
-9.9%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$304M
AUM Growth
+$38M
Cap. Flow
-$44.6M
Cap. Flow %
-14.68%
Top 10 Hldgs %
54.98%
Holding
79
New
33
Increased
11
Reduced
15
Closed
20

Top Buys

Rank Stock Value
1
ADSK icon
Autodesk
ADSK
+$10.9M
2
QSR icon
Restaurant Brands International
QSR
+$3.57M
3
GTYHU
GTY Technology Holdings, Inc. Units
GTYHU
+$3.51M
4
YHOO
Yahoo Inc
YHOO
+$3.48M
5
KATE
Kate Spade & Company
KATE
+$3.18M

Top Sells

Rank Stock Value
1
YUM icon
Yum! Brands
YUM
+$15.3M
2
CAB
Cabela's Inc
CAB
+$8.94M
3
AL
Air Lease Corp
AL
+$7.14M
4
DBRG icon
DigitalBridge
DBRG
+$7.06M
5
USFD icon
US Foods
USFD
+$6.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.66%
2 Consumer Discretionary 10.39%
3 Communication Services 9.71%
4 Technology 8.59%
5 Financials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QSR icon
26
Restaurant Brands International
QSR
$27.6B
$3.69M 1.22%
+77,500
New +$3.57M
KATE
27
DELISTED
Kate Spade & Company
KATE
$3.62M 1.19%
+193,900
New +$3.18M
GTYHU
28
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$3.61M 1.19%
+344,100
New +$3.51M
PLKI
29
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$3.28M 1.08%
+54,265
New +$3.11M
XLI icon
30
CALL
State Street Industrial Select Sector SPDR ETF
XLI
$30.8B
$3.11M 1.02%
+50,000
New +$3.01M
SHOR
31
DELISTED
ShoreTel, Inc.
SHOR
$2.86M 0.94%
+400,000
New +$2.86M
XLF icon
32
State Street Financial Select Sector SPDR ETF
XLF
$54.4B
$2.67M 0.88%
+114,645
New +$2.46M
VG
33
DELISTED
Vonage Holdings Corporation
VG
$2.33M 0.77%
+340,000
New +$2.25M
MDLZ icon
34
Mondelez International
MDLZ
$79.6B
$2.31M 0.76%
+52,000
New +$2.24M
CFCOW
35
DELISTED
CF Corporation
CFCOW
$2.18M 0.72%
1,745,611
+569,724
+48% +$566K
SPWH icon
36
Sportsman's Warehouse
SPWH
$45.4M
$2.07M 0.68%
220,000
-561,400
-72% -$5.32M
PACE
37
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$1.92M 0.63%
189,588
+66,076
+53% +$658K
TWNKW
38
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$1.8M 0.59%
+1,027,541
New +$1.77M
NXEO
39
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$1.73M 0.57%
+186,100
New +$1.49M
COOP
40
DELISTED
Mr. Cooper
COOP
$1.72M 0.57%
+92,468
New +$1.99M
PACEW
41
DELISTED
Pace Holdings Corp. Warrants
PACEW
$1.61M 0.53%
2,689,853
-332,882
-11% -$161K
TWNK
42
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$1.56M 0.51%
120,000
-11,000
-8% -$133K
FINL
43
CALL
DELISTED
Finish Line
FINL
$1.5M 0.49%
+79,700
New +$1.73M
HLT icon
44
Hilton Worldwide
HLT
$69.8B
$1.39M 0.46%
+8,333
New +$613K
DFRG
45
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$1.33M 0.44%
+78,400
New +$1.23M
SCACU
46
DELISTED
Saban Capital Acquisition Corp. Units
SCACU
$1.04M 0.34%
100,000
-100,000
-50% -$1.03M
PACEU
47
DELISTED
Pace Holdings Corp.
PACEU
$983K 0.32%
+91,562
New +$956K
HOG icon
48
CALL
Harley-Davidson
HOG
$2.9B
$881K 0.29%
+15,100
New +$861K
IIPR icon
49
Innovative Industrial Properties
IIPR
$1.57B
$800K 0.26%
+43,990
New +$768K
PRLB icon
50
CALL
Protolabs
PRLB
$1.89B
$668K 0.22%
+13,000
New +$682K
1
2
3 4

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Pacific Grove Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Pacific Grove Capital held 79 positions worth $304M, up 14% from $266M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Pacific Grove Capital withdrew a net $44.6M in Q4 2016, closing 20 positions and reducing 15 holdings. Its most notable exit was Yum! Brands, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 29% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Pacific Grove Capital opened a new position in Autodesk worth $11M.

  • Pacific Grove Capital's largest Q4 2016 buy was Autodesk: 148,643 shares worth $11M.
  • Pacific Grove Capital added most to Yahoo Inc in Q4 2016, an estimated $3.48M increase.
  • Pacific Grove Capital's biggest Q4 2016 reduction was DigitalBridge, cutting an estimated $7.06M.
  • Pacific Grove Capital fully exited Yum! Brands in Q4 2016, selling an estimated $15.3M.
  • Pacific Grove Capital's ten largest holdings make up 55% of its $304M portfolio in Q4 2016.
  • Pacific Grove Capital opened 33 new positions and closed 20 in Q4 2016.
  • Pacific Grove Capital's portfolio value rose 14% quarter-over-quarter to $304M.

Based on Pacific Grove Capital's 13F filing for Q4 2016, filed 14 Feb 2017.