Oxbow Advisors’s State Street SPDR S&P MIDCAP 400 ETF Trust MDY Stock Holding History

Oxbow Advisors’s Portfolio MDY Stock Details MDY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-829	Closed	-$227K	–	270
2015 Q2	$227K	Hold	829	–	–	0.03%	230
2015 Q1	$230K	Hold	829	–	–	0.03%	178
2014 Q4	$219K	Hold	829	–	–	0.03%	186
2014 Q3	$207K	Hold	829	–	–	0.03%	197
2014 Q2	$216K	Hold	829	–	–	0.03%	193
2014 Q1	$208K	Hold	829	–	–	0.03%	200
2013 Q4	$202K	Buy	+829	New	+$195K	0.03%	212

Other funds holding MDY

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

Oxbow Advisors's MDY Position: Q3 2015 in Review

Oxbow Advisors sold out of State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) in Q3 2015, closing a stake of 829 shares — an estimated $227K sold.

Oxbow Advisors first reported a position in MDY in Q4 2013 and held it in 7 quarters. The position peaked at $230K in Q1 2015. 563 funds tracked by Wall St. Rank hold MDY as of Q3 2015.

Oxbow Advisors reported no remaining State Street SPDR S&P MIDCAP 400 ETF Trust position as of Q3 2015 after selling out during the quarter.
Oxbow Advisors sold 829 State Street SPDR S&P MIDCAP 400 ETF Trust shares in Q3 2015, an estimated $227K.
Oxbow Advisors first reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust in Q4 2013 and held it in 7 quarters.
Oxbow Advisors's State Street SPDR S&P MIDCAP 400 ETF Trust position peaked at $230K in Q1 2015.
563 funds tracked by Wall St. Rank held State Street SPDR S&P MIDCAP 400 ETF Trust as of Q3 2015.

Based on Oxbow Advisors's 13F filing for Q3 2015, filed 3 Nov 2015.