OFG
NQM

OTA Financial Group’s NUVEEN INVESTMENT QLTY MUNI FD NQM Stock Holding History

OTA Financial Group’s Portfolio NQM Stock Details NQM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-19,557
Closed -$287K – 103
2014
Q3 		$287K Buy
+19,557
New +$287K 0.38% 50

Other funds holding NQM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

OTA Financial Group's NQM Position: Q4 2014 in Review

OTA Financial Group sold out of NUVEEN INVESTMENT QLTY MUNI FD (NQM) in Q4 2014, closing a stake of 19,557 shares — an estimated $287K sold.

OTA Financial Group first reported a position in NQM in Q3 2014 and held it in 1 quarter. The position peaked at $287K in Q3 2014. 57 funds tracked by Wall St. Rank hold NQM as of Q4 2014.

  • OTA Financial Group reported no remaining NUVEEN INVESTMENT QLTY MUNI FD position as of Q4 2014 after selling out during the quarter.
  • OTA Financial Group sold 19,557 NUVEEN INVESTMENT QLTY MUNI FD shares in Q4 2014, an estimated $287K.
  • OTA Financial Group first reported a position in NUVEEN INVESTMENT QLTY MUNI FD in Q3 2014 and held it in 1 quarter.
  • OTA Financial Group's NUVEEN INVESTMENT QLTY MUNI FD position peaked at $287K in Q3 2014.
  • 57 funds tracked by Wall St. Rank held NUVEEN INVESTMENT QLTY MUNI FD as of Q4 2014.

Based on OTA Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.