OC
PLM

Oppenheimer & Co’s PolyMet Mining Corp. PLM Stock Holding History

Oppenheimer & Co’s Portfolio PLM Stock Details PLM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,000
Closed -$11K – 1576
2014
Q2 		$11K Hold
1,000
– – ﹤0.01% 1402
2014
Q1 		$14K Sell
1,000
-500
-33% -$5.75K ﹤0.01% 1394
2013
Q4 		$14K Sell
1,500
-270
-15% -$2.35K ﹤0.01% 1369
2013
Q3 		$14K Buy
1,770
+270
+18% +$2.16K ﹤0.01% 1308
2013
Q2 		$11K Buy
+1,500
New +$14.4K ﹤0.01% 1256

Other funds holding PLM

AAMU
Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return
EP
Elkhorn Partners Omaha, Nebraska $157M AUM 11.91% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
CA
Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BAM
Baring Asset Management London, United Kingdom $1.71B AUM 36.27% 1-Year Est. Return
PCM
Perkins Capital Management Wayzata, Minnesota $133M AUM 127.86% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
US Bancorp
US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return
GA
Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

Oppenheimer & Co's PLM Position: Q3 2014 in Review

Oppenheimer & Co sold out of PolyMet Mining Corp. (PLM) in Q3 2014, closing a stake of 1,000 shares — an estimated $11K sold.

Oppenheimer & Co first reported a position in PLM in Q2 2013 and held it in 5 quarters. The position peaked at $14K in Q1 2014. 37 funds tracked by Wall St. Rank hold PLM as of Q3 2014.

  • Oppenheimer & Co reported no remaining PolyMet Mining Corp. position as of Q3 2014 after selling out during the quarter.
  • Oppenheimer & Co sold 1,000 PolyMet Mining Corp. shares in Q3 2014, an estimated $11K.
  • Oppenheimer & Co first reported a position in PolyMet Mining Corp. in Q2 2013 and held it in 5 quarters.
  • Oppenheimer & Co's PolyMet Mining Corp. position peaked at $14K in Q1 2014.
  • 37 funds tracked by Wall St. Rank held PolyMet Mining Corp. as of Q3 2014.

Based on Oppenheimer & Co's 13F filing for Q3 2014, filed 12 Nov 2014.