Oppenheimer & Co’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Oppenheimer & Co’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-9,036	Closed	-$232K	–	1319
2016 Q1	$232K	Buy	9,036 +1,136	+14%	+$28.7K	0.01%	1039
2015 Q4	$202K	Sell	7,900 -103	-1%	-$2.63K	0.01%	1132
2015 Q3	$202K	Hold	8,003	–	–	0.01%	1167
2015 Q2	$202K	Sell	8,003 -4,000	-33%	-$102K	0.01%	1299
2015 Q1	$307K	Hold	12,003	–	–	0.01%	1097
2014 Q4	$308K	Hold	12,003	–	–	0.01%	1022
2014 Q3	$302K	Hold	12,003	–	–	0.01%	1067
2014 Q2	$304K	Hold	12,003	–	–	0.01%	1045
2014 Q1	$306K	Buy	12,003 +1,103	+10%	+$27.6K	0.01%	1032
2013 Q4	$269K	Sell	10,900 -4,800	-31%	-$119K	0.01%	1053
2013 Q3	$387K	Hold	15,700	–	–	0.01%	865
2013 Q2	$391K	Buy	+15,700	New	+$398K	0.02%	811

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Oppenheimer & Co's HSBC.PRA Position: Q2 2016 in Review

Oppenheimer & Co sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q2 2016, closing a stake of 9,036 shares — an estimated $232K sold.

Oppenheimer & Co first reported a position in HSBC.PRA in Q2 2013 and held it in 12 quarters. The position peaked at $391K in Q2 2013. 95 funds tracked by Wall St. Rank hold HSBC.PRA as of Q2 2016.

Oppenheimer & Co reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q2 2016 after selling out during the quarter.
Oppenheimer & Co sold 9,036 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q2 2016, an estimated $232K.
Oppenheimer & Co first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 12 quarters.
Oppenheimer & Co's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $391K in Q2 2013.
95 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q2 2016.

Based on Oppenheimer & Co's 13F filing for Q2 2016, filed 8 Aug 2016.