Oppenheimer & Co’s Axos Financial AX Stock Holding History

Oppenheimer & Co’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-15,490	Closed	-$405K	–	1302
2017 Q1	$405K	Buy	15,490 +640	+4%	+$18.5K	0.01%	878
2016 Q4	$424K	Buy	+14,850	New	+$354K	0.01%	859
2015 Q4	–	Sell	-10,064	Closed	-$324K	–	1284
2015 Q3	$324K	Sell	10,064 -1,948	-16%	-$58.2K	0.01%	968
2015 Q2	$317K	Buy	12,012 +64	+0.5%	+$1.52K	0.01%	1071
2015 Q1	$278K	Buy	+11,948	New	+$262K	0.01%	1136

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Oppenheimer & Co's AX Position: Q2 2017 in Review

Oppenheimer & Co sold out of Axos Financial (AX) in Q2 2017, closing a stake of 15,490 shares — an estimated $405K sold.

Oppenheimer & Co first reported a position in AX in Q1 2015 and held it in 5 quarters. The position peaked at $424K in Q4 2016. 206 funds tracked by Wall St. Rank hold AX as of Q2 2017.

Oppenheimer & Co reported no remaining Axos Financial position as of Q2 2017 after selling out during the quarter.
Oppenheimer & Co sold 15,490 Axos Financial shares in Q2 2017, an estimated $405K.
Oppenheimer & Co first reported a position in Axos Financial in Q1 2015 and held it in 5 quarters.
Oppenheimer & Co's Axos Financial position peaked at $424K in Q4 2016.
206 funds tracked by Wall St. Rank held Axos Financial as of Q2 2017.

Based on Oppenheimer & Co's 13F filing for Q2 2017, filed 9 Aug 2017.