NWAM LLC’s Axos Financial AX Stock Holding History

NWAM LLC’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-11,975	Closed	-$313K	–	326
2017 Q1	$313K	Hold	11,975	–	–	0.1%	212
2016 Q4	$342K	Buy	+11,975	New	+$285K	0.11%	183

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

NWAM LLC's AX Position: Q2 2017 in Review

NWAM LLC sold out of Axos Financial (AX) in Q2 2017, closing a stake of 11,975 shares — an estimated $313K sold.

NWAM LLC first reported a position in AX in Q4 2016 and held it in 2 quarters. The position peaked at $342K in Q4 2016. 206 funds tracked by Wall St. Rank hold AX as of Q2 2017.

NWAM LLC reported no remaining Axos Financial position as of Q2 2017 after selling out during the quarter.
NWAM LLC sold 11,975 Axos Financial shares in Q2 2017, an estimated $313K.
NWAM LLC first reported a position in Axos Financial in Q4 2016 and held it in 2 quarters.
NWAM LLC's Axos Financial position peaked at $342K in Q4 2016.
206 funds tracked by Wall St. Rank held Axos Financial as of Q2 2017.

Based on NWAM LLC's 13F filing for Q2 2017, filed 27 Jul 2017.