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Nuveen Fund Advisors Portfolio holdings

AUM $239K
1-Year Est. Return 19.32%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+19.32%
3 Year Est. Return
+52.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$45M
AUM Growth
-$36.1M
Cap. Flow
-$39.7M
Cap. Flow %
-88.25%
Top 10 Hldgs %
21.72%
Holding
170
New
–
Increased
–
Reduced
118
Closed
51

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$1.21M
2
CSCO icon
Cisco
CSCO
+$818K
3
ARCC icon
Ares Capital
ARCC
+$579K
4
ABBV icon
AbbVie
ABBV
+$555K
5
VZ icon
Verizon
VZ
+$513K

Sector Composition

Rank Sector Weight
1 Financials 22.14%
2 Technology 17.22%
3 Healthcare 15.27%
4 Industrials 10.07%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
101
Capital One
COF
$129B
$208K 0.46%
2,195
-94
-4% -$9.14K
NVS icon
102
Novartis
NVS
$301B
$208K 0.46%
2,692
-1,088
-29% -$80.4K
ULTA icon
103
Ulta Beauty
ULTA
$22.1B
$205K 0.46%
727
-612
-46% -$156K
ICMB icon
104
Investcorp Credit Management BDC
ICMB
$11M
$203K 0.45%
23,717
-1,628
-6% -$14.6K
UL icon
105
Unilever
UL
$143B
$201K 0.45%
3,251
-2,024
-38% -$128K
PFX icon
106
PhenixFIN
PFX
$83.1M
$198K 0.44%
2,591
-1,752
-40% -$129K
CY
107
DELISTED
Cypress Semiconductor
CY
$191K 0.42%
13,181
-1,510
-10% -$24.9K
GAIN icon
108
Gladstone Investment Corp
GAIN
$653M
$171K 0.38%
14,978
-39,226
-72% -$463K
OCSI
109
DELISTED
Oaktree Strategic Income Corporation
OCSI
$162K 0.36%
18,689
-945
-5% -$8.1K
FDUS icon
110
Fidus Investment
FDUS
$768M
$151K 0.34%
10,335
-15,972
-61% -$235K
OCSL icon
111
Oaktree Specialty Lending
OCSL
$1.06B
$151K 0.34%
10,180
-14,756
-59% -$218K
ERIC icon
112
Ericsson
ERIC
$32.5B
$112K 0.25%
12,752
-11,793
-48% -$96.7K
SMFG icon
113
Sumitomo Mitsui Financial
SMFG
$160B
$109K 0.24%
13,537
-73
-0.5% -$577
LRFC
114
DELISTED
Logan Ridge Finance Corp
LRFC
$104K 0.23%
1,984
-101
-5% -$5.26K
DBRG icon
115
DigitalBridge
DBRG
$2.93B
$74K 0.16%
3,050
-2,816
-48% -$69.1K
DS
116
DELISTED
Drive Shack Inc.
DS
$68K 0.15%
11,391
-28,796
-72% -$182K
ABDC
117
DELISTED
Alcentra Capital Corp
ABDC
$61K 0.14%
10,144
-1,049
-9% -$6.54K
UAN icon
118
CVR Partners
UAN
$1.28B
$51K 0.11%
1,346
-1,658
-55% -$60.5K
NEE.PRR
119
DELISTED
NextEra Energy, Inc.
NEE.PRR
– –
0
– –
ABBV icon
120
AbbVie
ABBV
$471B
– –
-5,986
Closed -$555K
ACRE
121
Ares Commercial Real Estate
ACRE
$245M
– –
-16,560
Closed -$229K
AEP icon
122
American Electric Power
AEP
$71B
– –
-4,337
Closed -$300K
ARI
123
Apollo Commercial Real Estate
ARI
$863M
– –
-10,997
Closed -$201K
BAC icon
124
Bank of America
BAC
$433B
– –
-9,212
Closed -$260K
BBDC icon
125
Barings BDC
BBDC
$877M
– –
-19,458
Closed -$224K
3 4
5
6 7

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CCM
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LPC
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TCM
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SGS
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ACM
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HMPV
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Nuveen Fund Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Nuveen Fund Advisors held 170 positions worth $45M, down 44% from $81.1M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Nuveen Fund Advisors withdrew a net $39.7M in Q3 2018, closing 51 positions and reducing 118 holdings. Its most notable exit was AbbVie, an estimated $555K position sold in full.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

  • Nuveen Fund Advisors's biggest Q3 2018 reduction was NVIDIA, cutting an estimated $1.21M.
  • Nuveen Fund Advisors fully exited AbbVie in Q3 2018, selling an estimated $555K.
  • Nuveen Fund Advisors's ten largest holdings make up 22% of its $45M portfolio in Q3 2018.
  • Nuveen Fund Advisors opened 0 new positions and closed 51 in Q3 2018.
  • Nuveen Fund Advisors's portfolio value fell 44% quarter-over-quarter to $45M.

Based on Nuveen Fund Advisors's 13F filing for Q3 2018, filed 13 Nov 2018.