Nuveen Fund Advisors’s Ares Capital ARCC Stock Holding History

Nuveen Fund Advisors’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-24,222	Closed	-$377K	–	5
2018 Q4	$377K	Sell	24,222 -36,931	-60%	-$611K	3.34%	7
2018 Q3	$1.05M	Sell	61,153 -33,775	-36%	-$579K	2.34%	3
2018 Q2	$1.56M	Sell	94,928 -25,871	-21%	-$425K	1.93%	3
2018 Q1	$1.92M	Sell	120,799 -7,163	-6%	-$114K	0.88%	31
2017 Q4	$2.01M	Sell	127,962 -43,180	-25%	-$701K	0.58%	42
2017 Q3	$2.81M	Sell	171,142 -17,760	-9%	-$288K	0.57%	46
2017 Q2	$3.09M	Sell	188,902 -14,135	-7%	-$238K	0.49%	55
2017 Q1	$3.53M	Buy	203,037 +30,036	+17%	+$519K	0.47%	69
2016 Q4	$2.85M	Sell	173,001 -5,058	-3%	-$79.6K	0.41%	82
2016 Q3	$2.76M	Buy	178,059 +4,820	+3%	+$73.9K	0.38%	87
2016 Q2	$2.46M	Buy	+173,239	New	+$2.57M	0.38%	88

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $15.6B AUM 24.73% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Nuveen Fund Advisors's ARCC Position: Q1 2019 in Review

Nuveen Fund Advisors sold out of Ares Capital (ARCC) in Q1 2019, closing a stake of 24,222 shares — an estimated $377K sold.

Nuveen Fund Advisors first reported a position in ARCC in Q2 2016 and held it in 11 quarters. The position peaked at $3.53M in Q1 2017. 490 funds tracked by Wall St. Rank hold ARCC as of Q1 2019.

Nuveen Fund Advisors reported no remaining Ares Capital position as of Q1 2019 after selling out during the quarter.
Nuveen Fund Advisors sold 24,222 Ares Capital shares in Q1 2019, an estimated $377K.
Nuveen Fund Advisors first reported a position in Ares Capital in Q2 2016 and held it in 11 quarters.
Nuveen Fund Advisors's Ares Capital position peaked at $3.53M in Q1 2017.
490 funds tracked by Wall St. Rank held Ares Capital as of Q1 2019.

Based on Nuveen Fund Advisors's 13F filing for Q1 2019, filed 14 May 2019.