Nuveen Fund Advisors’s Oaktree Specialty Lending OCSL Stock Holding History

Nuveen Fund Advisors’s Portfolio OCSL Stock Details OCSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,180	Closed	-$151K	–	93
2018 Q3	$151K	Sell	10,180 -14,756	-59%	-$218K	0.34%	111
2018 Q2	$358K	Sell	24,936 -17,628	-41%	-$245K	0.44%	92
2018 Q1	$538K	Sell	42,564 -3,412	-7%	-$47.3K	0.25%	121
2017 Q4	$674K	Buy	+45,976	New	+$736K	0.2%	142
2017 Q3	–	Sell	-79,870	Closed	-$1.16M	–	387
2017 Q2	$1.16M	Sell	79,870 -26,588	-25%	-$340K	0.19%	163
2017 Q1	$1.4M	Buy	106,458 +1,362	+1%	+$20.3K	0.19%	170
2016 Q4	$1.69M	Sell	105,096 -10,650	-9%	-$178K	0.24%	132
2016 Q3	$2.02M	Buy	115,746 +9,403	+9%	+$161K	0.28%	122
2016 Q2	$1.55M	Buy	+106,343	New	+$1.63M	0.24%	121

Other funds holding OCSL

SCM

Springhouse Capital Management Westport, Connecticut $55.3M AUM 20.84% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.47B AUM 13.39% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

JVBC

J.V. Bruni & Co Colorado Springs, Colorado $958M AUM 22.2% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

BAM

Bayview Asset Management Coral Gables, Florida $260M AUM 15.56% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Nuveen Fund Advisors's OCSL Position: Q4 2018 in Review

Nuveen Fund Advisors sold out of Oaktree Specialty Lending (OCSL) in Q4 2018, closing a stake of 10,180 shares — an estimated $151K sold.

Nuveen Fund Advisors first reported a position in OCSL in Q2 2016 and held it in 9 quarters. The position peaked at $2.02M in Q3 2016. 139 funds tracked by Wall St. Rank hold OCSL as of Q4 2018.

Nuveen Fund Advisors reported no remaining Oaktree Specialty Lending position as of Q4 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 10,180 Oaktree Specialty Lending shares in Q4 2018, an estimated $151K.
Nuveen Fund Advisors first reported a position in Oaktree Specialty Lending in Q2 2016 and held it in 9 quarters.
Nuveen Fund Advisors's Oaktree Specialty Lending position peaked at $2.02M in Q3 2016.
139 funds tracked by Wall St. Rank held Oaktree Specialty Lending as of Q4 2018.

Based on Nuveen Fund Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.