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Nuveen Fund Advisors Portfolio holdings

AUM $239K
1-Year Est. Return 19.32%
This Fund
S&P 500
This Quarter Est. Return
+5.95%
1 Year Est. Return
+19.32%
3 Year Est. Return
+52.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
-$146M
Cap. Flow
-$167M
Cap. Flow %
-48.52%
Top 10 Hldgs %
17.12%
Holding
357
New
3
Increased
–
Reduced
306
Closed
47

Top Buys

Rank Stock Value
1
OCSL icon
Oaktree Specialty Lending
OCSL
+$736K
2
OCSI
Oaktree Strategic Income Corporation
OCSI
+$494K
3
AKAM icon
Akamai
AKAM
+$202K

Top Sells

Rank Stock Value
1
BA icon
Boeing
BA
+$3.5M
2
VZ icon
Verizon
VZ
+$3.34M
3
VLO icon
Valero Energy
VLO
+$2.75M
4
CSCO icon
Cisco
CSCO
+$2.13M
5
CVX icon
Chevron
CVX
+$2.02M

Sector Composition

Rank Sector Weight
1 Financials 18.1%
2 Healthcare 15.88%
3 Technology 10.98%
4 Consumer Discretionary 9.9%
5 Consumer Staples 9.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPVG icon
76
TriplePoint Venture Growth BDC
TPVG
$180M
$1.19M 0.34%
93,402
-8,480
-8% -$114K
COST icon
77
Costco
COST
$415B
$1.18M 0.34%
6,323
-3,176
-33% -$548K
EL icon
78
Estee Lauder
EL
$29B
$1.18M 0.34%
9,248
-11,468
-55% -$1.38M
NKE icon
79
Nike
NKE
$61.9B
$1.16M 0.34%
18,532
-16,048
-46% -$923K
BKNG icon
80
Booking.com
BKNG
$138B
$1.15M 0.33%
16,475
-1,450
-8% -$105K
LVS icon
81
Las Vegas Sands
LVS
$30.5B
$1.14M 0.33%
16,433
-12,753
-44% -$851K
ADBE icon
82
Adobe
ADBE
$89.5B
$1.12M 0.33%
6,410
-6,073
-49% -$1.04M
FCRD
83
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$1.09M 0.31%
120,027
-51,746
-30% -$479K
UNP icon
84
Union Pacific
UNP
$183B
$1.06M 0.31%
7,915
-3,729
-32% -$450K
REGN icon
85
Regeneron Pharmaceuticals
REGN
$68.8B
$1.05M 0.31%
2,806
-1,276
-31% -$517K
HTGC icon
86
Hercules Capital
HTGC
$2.94B
$1.05M 0.31%
80,277
-7,613
-9% -$99.5K
DD icon
87
DuPont de Nemours
DD
$18.6B
$1.05M 0.3%
5,811
-4,714
-45% -$849K
MAC icon
88
Macerich
MAC
$7.32B
$1.03M 0.3%
15,661
-1,393
-8% -$85.2K
ITW icon
89
Illinois Tool Works
ITW
$81.4B
$1.03M 0.3%
6,159
-5,047
-45% -$805K
GOOGL icon
90
Alphabet (Google) Class A
GOOGL
$3.91T
$1.02M 0.3%
19,460
-4,320
-18% -$223K
VGR
91
DELISTED
Vector Group Ltd.
VGR
$1.01M 0.29%
70,027
-5,350
-7% -$74.5K
SHW icon
92
Sherwin-Williams
SHW
$78.3B
$1.01M 0.29%
7,371
-7,140
-49% -$939K
FE icon
93
FirstEnergy
FE
$28.9B
$999K 0.29%
32,629
-25,465
-44% -$827K
ISRG icon
94
Intuitive Surgical
ISRG
$121B
$998K 0.29%
8,202
-8,961
-52% -$1.12M
MA icon
95
Mastercard
MA
$477B
$997K 0.29%
6,590
-7,495
-53% -$1.11M
HRZN icon
96
Horizon Technology Finance
HRZN
$294M
$990K 0.29%
88,249
-8,096
-8% -$89.5K
MFIC icon
97
MidCap Financial Investment
MFIC
$784M
$980K 0.28%
57,707
-33,069
-36% -$593K
PFLT icon
98
PennantPark Floating Rate Capital
PFLT
$681M
$973K 0.28%
70,948
-33,121
-32% -$467K
MAT icon
99
Mattel
MAT
$4.17B
$967K 0.28%
62,893
-24,638
-28% -$390K
BKCC
100
DELISTED
BlackRock Capital Investment Corporation
BKCC
$964K 0.28%
154,794
-50,521
-25% -$348K
2 3
4
5 6

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PGC
Pacific Grove Capital San Francisco, California $15.2K AUM 40.63% 1-Year Est. Return
CAM
CMT Asset Management Chicago, Illinois $1.02M AUM 41.28% 1-Year Est. Return
CCM
Chieftain Capital Management New York $3.03M AUM 3.88% 1-Year Est. Return
LPC
Loeb Partners Corp New York $4.86M AUM 7.22% 1-Year Est. Return
TCM
Trafelet Capital Management New York $11.8M AUM 13.32% 1-Year Est. Return
SGS
Sterling Global Strategies Carlsbad, California $18M AUM 11.58% 1-Year Est. Return
ACM
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HMPV
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Nuveen Fund Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Nuveen Fund Advisors held 357 positions worth $345M, down 30% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Nuveen Fund Advisors withdrew a net $167M in Q4 2017, closing 47 positions and reducing 306 holdings. Its most notable exit was Western Digital, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Nuveen Fund Advisors opened a new position in Oaktree Specialty Lending worth $674K.

  • Nuveen Fund Advisors's largest Q4 2017 buy was Oaktree Specialty Lending: 45,976 shares worth $674K.
  • Nuveen Fund Advisors's biggest Q4 2017 reduction was Boeing, cutting an estimated $3.5M.
  • Nuveen Fund Advisors fully exited Western Digital in Q4 2017, selling an estimated $1.7M.
  • Nuveen Fund Advisors's ten largest holdings make up 17% of its $345M portfolio in Q4 2017.
  • Nuveen Fund Advisors opened 3 new positions and closed 47 in Q4 2017.
  • Nuveen Fund Advisors's portfolio value fell 30% quarter-over-quarter to $345M.

Based on Nuveen Fund Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.