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Nuveen Fund Advisors Portfolio holdings
AUM
$239K
1-Year Est. Return
19.32%
This Fund
S&P 500
This Quarter
Est. Return
-14.5%
1 Year Est. Return
+19.32%
3 Year Est. Return
+52.28%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$11.3M
AUM Growth
-$33.7M
(-75%)
Cap. Flow
-$30.6M
Cap. Flow
% of AUM
-271.67%
Top 10 Holdings %
Top 10 Hldgs %
35.94%
Holding
118
New
–
Increased
–
Reduced
45
Closed
73
Top Buys
No buys this quarter
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Ares Capital
ARCC
|
+$611K |
| 2 |
AstraZeneca
AZN
|
+$595K |
| 3 |
Monster Beverage
MNST
|
+$594K |
| 4 |
ExxonMobil
XOM
|
+$587K |
| 5 |
GSK
GSK
|
+$538K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 26.77% |
| 2 | Healthcare | 15.32% |
| 3 | Technology | 15.31% |
| 4 | Communication Services | 10.22% |
| 5 | Industrials | 9.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Booking.com
BKNG
$153B
| $246K | 2.18% |
3,575
-3,325
| -48% | -$244K |
|
27
Synchrony
SYF
$25B
| $239K | 2.12% |
10,169
-2,418
| -19% | -$65.4K |
|
28
Wells Fargo
WFC
$262B
| $228K | 2.02% |
4,942
-4,283
| -46% | -$219K |
|
29
Alphabet (Google) Class A
GOOGL
$4.07T
| $208K | 1.84% |
3,980
-3,280
| -45% | -$177K |
|
30
Horizon Technology Finance
HRZN
$294M
| $187K | 1.66% |
16,616
-20,022
| -55% | -$228K |
|
31
TriplePoint Venture Growth BDC
TPVG
$185M
| $187K | 1.66% |
17,200
-18,147
| -51% | -$223K |
|
|
BKCC
32
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $154K | 1.37% |
29,123
-30,809
| -51% | -$178K |
|
|
CY
33
DELISTED
Cypress Semiconductor
CY
| $147K | 1.3% |
11,553
-1,628
| -12% | -$21.6K |
|
|
MRCC
34
DELISTED
Monroe Capital Corp
MRCC
| $138K | 1.22% |
14,337
-3,505
| -20% | -$41K |
|
35
WhiteHorse Finance
WHF
$141M
| $136K | 1.21% |
10,724
-7,878
| -42% | -$104K |
|
|
FCRD
36
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
| $132K | 1.17% |
21,694
-22,858
| -51% | -$166K |
|
37
ING
ING
$95.2B
| $126K | 1.12% |
11,778
-13,408
| -53% | -$161K |
|
38
PennantPark Floating Rate Capital
PFLT
$707M
| $116K | 1.03% |
10,008
-11,502
| -53% | -$145K |
|
|
VGR
39
DELISTED
Vector Group Ltd.
VGR
| $116K | 1.03% |
17,636
-29,703
| -63% | -$251K |
|
|
OCSI
40
DELISTED
Oaktree Strategic Income Corporation
OCSI
| $116K | 1.03% |
15,017
-3,672
| -20% | -$30.4K |
|
41
Gladstone Capital
GLAD
$436M
| $109K | 0.97% |
7,475
-9,395
| -56% | -$165K |
|
|
GARS
42
DELISTED
Garrison Capital Inc.
GARS
| $97K | 0.86% |
15,121
-17,001
| -53% | -$129K |
|
43
Investcorp Credit Management BDC
ICMB
$11M
| $78K | 0.69% |
12,548
-11,169
| -47% | -$86.8K |
|
44
PhenixFIN
PFX
$84.1M
| $78K | 0.69% |
1,475
-1,116
| -43% | -$78.7K |
|
45
Sumitomo Mitsui Financial
SMFG
$163B
| $78K | 0.69% |
12,030
-1,507
| -11% | -$11.2K |
|
46
Accenture
ACN
$101B
| – | – |
-1,581
| Closed | -$269K |
|
47
Adobe
ADBE
$100B
| – | – |
-1,764
| Closed | -$476K |
|
48
Analog Devices
ADI
$181B
| – | – |
-3,485
| Closed | -$322K |
|
49
Akamai
AKAM
$16.3B
| – | – |
-2,915
| Closed | -$213K |
|
|
50
AstraZeneca
AZN
$266B
| – | – |
-7,520
| Closed | -$595K |
|
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Nuveen Fund Advisors's Q4 2018 Portfolio in Review
As of Q4 2018, Nuveen Fund Advisors held 118 positions worth $11.3M, down 75% from $45M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
Nuveen Fund Advisors withdrew a net $30.6M in Q4 2018, closing 73 positions and reducing 45 holdings. Its most notable exit was AstraZeneca, an estimated $595K position sold in full.
By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.
- Nuveen Fund Advisors's biggest Q4 2018 reduction was Ares Capital, cutting an estimated $611K.
- Nuveen Fund Advisors fully exited AstraZeneca in Q4 2018, selling an estimated $595K.
- Nuveen Fund Advisors's ten largest holdings make up 36% of its $11.3M portfolio in Q4 2018.
- Nuveen Fund Advisors opened 0 new positions and closed 73 in Q4 2018.
- Nuveen Fund Advisors's portfolio value fell 75% quarter-over-quarter to $11.3M.
Based on Nuveen Fund Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.