Nuveen Fund Advisors’s BlackRock TCP Capital TCPC Stock Holding History

Nuveen Fund Advisors’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-17,244	Closed	-$245K	–	106
2018 Q3	$245K	Sell	17,244 -16,340	-49%	-$239K	0.54%	83
2018 Q2	$485K	Sell	33,584 -19,279	-36%	-$280K	0.6%	60
2018 Q1	$752K	Sell	52,863 -4,382	-8%	-$64.4K	0.35%	89
2017 Q4	$875K	Sell	57,245 -26,062	-31%	-$417K	0.25%	113
2017 Q3	$1.37M	Sell	83,307 -9,616	-10%	-$159K	0.28%	115
2017 Q2	$1.44M	Sell	92,923 -19,337	-17%	-$329K	0.23%	139
2017 Q1	$1.75M	Buy	112,260 +4,921	+5%	+$83.6K	0.23%	147
2016 Q4	$1.81M	Sell	107,339 -14,696	-12%	-$243K	0.26%	125
2016 Q3	$2M	Buy	122,035 +10,196	+9%	+$163K	0.28%	123
2016 Q2	$1.71M	Buy	+111,839	New	+$1.65M	0.26%	114

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Nuveen Fund Advisors's TCPC Position: Q4 2018 in Review

Nuveen Fund Advisors sold out of BlackRock TCP Capital (TCPC) in Q4 2018, closing a stake of 17,244 shares — an estimated $245K sold.

Nuveen Fund Advisors first reported a position in TCPC in Q2 2016 and held it in 10 quarters. The position peaked at $2M in Q3 2016. 127 funds tracked by Wall St. Rank hold TCPC as of Q4 2018.

Nuveen Fund Advisors reported no remaining BlackRock TCP Capital position as of Q4 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 17,244 BlackRock TCP Capital shares in Q4 2018, an estimated $245K.
Nuveen Fund Advisors first reported a position in BlackRock TCP Capital in Q2 2016 and held it in 10 quarters.
Nuveen Fund Advisors's BlackRock TCP Capital position peaked at $2M in Q3 2016.
127 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q4 2018.

Based on Nuveen Fund Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.