NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Return 2.45%
This Quarter Return
-1.97%
1 Year Return
-2.45%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$30.5M
Cap. Flow %
10.11%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$8.9M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$6.69M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
$5.15M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$4.88M

Top Sells

1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$8.12M
2
TIP icon
iShares TIPS Bond ETF
TIP
$6.49M
3
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$4.57M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$39K

Sector Composition

1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWK icon
126
Stanley Black & Decker
SWK
$12.1B
– –
-100
Closed -$9K
TM icon
127
Toyota
TM
$260B
– –
-105
Closed -$13K
TRV icon
128
Travelers Companies
TRV
$62B
– –
-3
Closed –
TYG
129
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-25
Closed -$5K
UUP icon
130
Invesco DB US Dollar Index Bullish Fund
UUP
$174M
– –
-25
Closed -$1K
UVXY icon
131
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$665M
– –
0
– -$2K
UYG icon
132
ProShares Ultra Financials
UYG
$864M
– –
-42
Closed -$1K
V icon
133
Visa
V
$666B
– –
-300
Closed -$16K
VBK icon
134
Vanguard Small-Cap Growth ETF
VBK
$20.4B
– –
-2
Closed –
VIAV icon
135
Viavi Solutions
VIAV
$2.6B
$0 ﹤0.01%
+21
New –
WFC icon
136
Wells Fargo
WFC
$253B
– –
-309
Closed -$16K
XLG icon
137
Invesco S&P 500 Top 50 ETF
XLG
$10.3B
– –
-40
Closed -$1K
XOM icon
138
Exxon Mobil
XOM
$466B
– –
-90
Closed -$9K
CEM
139
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-36
Closed -$5K
AVTA
140
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-80
Closed -$2K
JPS
141
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-167
Closed -$2K
FLGE
142
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-232
Closed -$23K
ESRX
143
DELISTED
Express Scripts Holding Company
ESRX
– –
-100
Closed -$7K
PHH
144
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
+10
New –
TWX
145
DELISTED
Time Warner Inc
TWX
– –
-66
Closed -$5K
FIGY
146
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
– –
-297
Closed -$39K
GXP
147
DELISTED
Great Plains Energy Incorporated
GXP
– –
-271
Closed -$7K
TIME
148
DELISTED
Time Inc.
TIME
– –
-14
Closed –
ELNK
149
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-300
Closed -$1K
RSE
150
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
+4
New –
3 4 5
6
7