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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$31.1M
Cap. Flow %
10.28%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.95M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.9M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.96M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.62M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$4.79M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
+$39K

Sector Composition

Rank Sector Weight
1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TM icon
126
Toyota
TM
$225B
– –
-105
Closed -$13K
TRV icon
127
Travelers Companies
TRV
$78.3B
– –
-3
Closed –
TYG
128
Tortoise Energy Infrastructure Corp
TYG
$1.09B
– –
-25
Closed -$5K
UUP icon
129
Invesco DB US Dollar Index Bullish Fund
UUP
$414M
– –
-25
Closed -$1K
UVXY icon
130
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
0
– -$2K
UYG icon
131
ProShares Ultra Financials
UYG
$849M
– –
-42
Closed -$1K
V icon
132
Visa
V
$677B
– –
-300
Closed -$16K
VBK icon
133
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.7B
– –
-2
Closed –
VIAV icon
134
Viavi Solutions
VIAV
$9.47B
$0 ﹤0.01%
+21
New +$144
WFC icon
135
Wells Fargo
WFC
$264B
– –
-309
Closed -$16K
XLG icon
136
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
– –
-40
Closed -$1K
XOM icon
137
ExxonMobil
XOM
$657B
– –
-90
Closed -$9K
CEM
138
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-36
Closed -$5K
AVTA
139
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-80
Closed -$2K
JPS
140
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-167
Closed -$2K
FLGE
141
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-232
Closed -$23K
APC
142
DELISTED
Anadarko Petroleum
APC
– –
-50
Closed -$5K
ESRX
143
DELISTED
Express Scripts Holding Company
ESRX
– –
-100
Closed -$7K
PHH
144
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
+10
New +$236
TWX
145
DELISTED
Time Warner Inc
TWX
– –
-66
Closed -$5K
FIGY
146
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
– –
-297
Closed -$39K
GXP
147
DELISTED
Great Plains Energy Incorporated
GXP
– –
-271
Closed -$7K
TIME
148
DELISTED
Time Inc.
TIME
– –
-14
Closed –
ELNK
149
DELISTED
EarthLink Holdings Corp.
ELNK
– –
-300
Closed -$1K
RSE
150
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
+4
New +$69
3 4 5
6
7

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SFP
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VFAM
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HCCM
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Northwestern Mutual Investment Services's Q3 2014 Portfolio in Review

As of Q3 2014, Northwestern Mutual Investment Services held 162 positions worth $302M, up 8.9% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $31.1M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.

By sector, the portfolio is most concentrated in Financials at 0.02% of assets, down from 0.07% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $7.96M trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2014 buy was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.
  • Northwestern Mutual Investment Services added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $8.95M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2014 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $7.96M.
  • Northwestern Mutual Investment Services fully exited Berkshire Hathaway Class B in Q3 2014, selling an estimated $52K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $302M portfolio in Q3 2014.
  • Northwestern Mutual Investment Services opened 40 new positions and closed 90 in Q3 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 8.9% quarter-over-quarter to $302M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.