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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+3.34%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$277M
AUM Growth
+$43.9M
Cap. Flow
+$35.5M
Cap. Flow %
12.8%
Top 10 Hldgs %
88.89%
Holding
189
New
78
Increased
29
Reduced
3
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.8M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.76M
3
BND icon
Vanguard Total Bond Market
BND
+$2.87M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.67M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.47M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$106K
2
GS icon
Goldman Sachs
GS
+$82.1K
3
FITB
Fifth Third Bancorp
FITB
+$14K
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$13K
5
CNSL
Consolidated Communications Holdings, Inc.
CNSL
+$12K

Sector Composition

Rank Sector Weight
1 Financials 0.07%
2 Healthcare 0.04%
3 Technology 0.03%
4 Consumer Discretionary 0.02%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
76
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5K ﹤0.01%
125
+1
+0.8% +$39
SJNK icon
77
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$5K ﹤0.01%
154
– –
TYG
78
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$5K ﹤0.01%
+25
New +$4.8K
CEM
79
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$5K ﹤0.01%
+36
New +$5.08K
APC
80
DELISTED
Anadarko Petroleum
APC
$5K ﹤0.01%
+50
New +$5.09K
TWX
81
DELISTED
Time Warner Inc
TWX
$5K ﹤0.01%
+66
New +$4.34K
IAU icon
82
iShares Gold Trust
IAU
$65.2B
$3K ﹤0.01%
+100
New +$2.5K
IWS icon
83
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$3K ﹤0.01%
39
– –
SCZ icon
84
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$3K ﹤0.01%
66
– –
VTI icon
85
Vanguard Morningstar Total Stock Market ETF
VTI
$692B
$3K ﹤0.01%
+32
New +$3.15K
FM
86
DELISTED
iShares Frontier and Select EM ETF
FM
$3K ﹤0.01%
76
– –
FOF icon
87
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$2K ﹤0.01%
+167
New +$2.23K
GDX icon
88
VanEck Gold Miners ETF
GDX
$27.5B
$2K ﹤0.01%
87
– –
SLV icon
89
iShares Silver Trust
SLV
$31.6B
$2K ﹤0.01%
102
– –
TXN icon
90
Texas Instruments
TXN
$258B
$2K ﹤0.01%
52
+10
+24% +$467
UVXY icon
91
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$292M
– –
0
– –
AVTA
92
DELISTED
Avantax, Inc. Common Stock
AVTA
$2K ﹤0.01%
+80
New +$1.51K
JPS
93
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2K ﹤0.01%
+167
New +$1.49K
EROC
94
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$2K ﹤0.01%
+378
New +$1.73K
TWC
95
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$2K ﹤0.01%
+16
New +$2.25K
AGG icon
96
iShares Core US Aggregate Bond ETF
AGG
$138B
$1K ﹤0.01%
+5
New +$544
DBE icon
97
Invesco DB Energy Fund
DBE
$89.8M
$1K ﹤0.01%
+40
New +$1.2K
DOC icon
98
Healthpeak Properties
DOC
$14.3B
$1K ﹤0.01%
+40
New +$1.51K
EEM icon
99
iShares MSCI Emerging Markets ETF
EEM
$30.1B
$1K ﹤0.01%
+26
New +$1.1K
EFA icon
100
iShares MSCI EAFE ETF
EFA
$80.2B
$1K ﹤0.01%
+16
New +$1.1K
2 3
4
5 6

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SFP
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Northwestern Mutual Investment Services's Q2 2014 Portfolio in Review

As of Q2 2014, Northwestern Mutual Investment Services held 189 positions worth $277M, up 19% from $233M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Northwestern Mutual Investment Services deployed $35.5M of net new capital in Q2 2014, opening 78 new positions and adding to 29 existing holdings. Its largest new stake was Berkshire Hathaway Class B: 410 shares worth $52K.

By sector, the portfolio is most concentrated in Financials at 0.07% of assets, up from 0.06% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $106K trimmed.

  • Northwestern Mutual Investment Services's largest Q2 2014 buy was Berkshire Hathaway Class B: 410 shares worth $52K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $10.8M increase.
  • Northwestern Mutual Investment Services's biggest Q2 2014 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $106K.
  • Northwestern Mutual Investment Services fully exited Fifth Third Bancorp in Q2 2014, selling an estimated $14K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 89% of its $277M portfolio in Q2 2014.
  • Northwestern Mutual Investment Services opened 78 new positions and closed 67 in Q2 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 19% quarter-over-quarter to $277M.

Based on Northwestern Mutual Investment Services's 13F filing for Q2 2014, filed 5 Aug 2014.