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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$465M
AUM Growth
+$23.9M
Cap. Flow
+$51M
Cap. Flow %
10.97%
Top 10 Hldgs %
91.28%
Holding
420
New
338
Increased
21
Reduced
10
Closed
47

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.48M
3
BND icon
Vanguard Total Bond Market
BND
+$5.41M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.03M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$397K
2
EXC icon
Exelon
EXC
+$70K
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$50K
4
CERN
Cerner Corp
CERN
+$43K
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$30.4K

Sector Composition

Rank Sector Weight
1 Technology 0.03%
2 Industrials 0.03%
3 Financials 0.03%
4 Healthcare 0.02%
5 Consumer Discretionary 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
301
American Eagle Outfitters
AEO
$2.72B
$0 ﹤0.01%
+1
New +$17
AGIO icon
302
Agios Pharmaceuticals
AGIO
$2.03B
$0 ﹤0.01%
+5
New +$489
AIG icon
303
American International
AIG
$40B
$0 ﹤0.01%
+4
New +$244
ALLY icon
304
Ally Financial
ALLY
$13.4B
$0 ﹤0.01%
+5
New +$109
ARMK icon
305
Aramark
ARMK
$15.9B
$0 ﹤0.01%
+1
New +$23
AZTA icon
306
Azenta
AZTA
$1.46B
– –
-1
Closed –
BA icon
307
Boeing
BA
$183B
$0 ﹤0.01%
+1
New +$139
BAC icon
308
Bank of America
BAC
$452B
$0 ﹤0.01%
13
-547
-98% -$9.2K
BKF icon
309
iShares MSCI BIC ETF
BKF
$77.1M
– –
-195
Closed -$7K
BMO icon
310
Bank of Montreal
BMO
$129B
– –
-15
Closed -$1K
BMY icon
311
Bristol-Myers Squibb
BMY
$130B
$0 ﹤0.01%
1
-26
-96% -$1.65K
BOE icon
312
BlackRock Enhanced Global Dividend Trust
BOE
$693M
– –
-1,300
Closed -$18K
BWX icon
313
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
– –
-1,924
Closed -$50K
CAG icon
314
Conagra Brands
CAG
$7.18B
$0 ﹤0.01%
+1
New +$34
CFG icon
315
Citizens Financial Group
CFG
$31B
$0 ﹤0.01%
+4
New +$102
CHKP icon
316
Check Point Software Technologies
CHKP
$13.1B
$0 ﹤0.01%
+1
New +$80
CME icon
317
CME Group
CME
$94.4B
$0 ﹤0.01%
+1
New +$95
CNO icon
318
CNO Financial Group
CNO
$5.05B
$0 ﹤0.01%
+13
New +$236
CRS icon
319
Carpenter Technology
CRS
$26.6B
$0 ﹤0.01%
+4
New +$146
CVS icon
320
CVS Health
CVS
$121B
$0 ﹤0.01%
+1
New +$105
CZNC icon
321
Citizens & Northern Corp
CZNC
$462M
– –
-74
Closed -$2K
DJP icon
322
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$825M
– –
-23
Closed -$1K
DSU icon
323
BlackRock Debt Strategies Fund
DSU
$600M
– –
-71
Closed -$1K
DVN icon
324
Devon Energy
DVN
$49.6B
$0 ﹤0.01%
+1
New +$46
EAD
325
Allspring Income Opportunities Fund
EAD
$380M
– –
-2,300
Closed -$19K
11 12
13
14 15

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SFP
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HCCM
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Northwestern Mutual Investment Services's Q3 2015 Portfolio in Review

As of Q3 2015, Northwestern Mutual Investment Services held 420 positions worth $465M, up 5.4% from $441M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $51M of net new capital in Q3 2015, opening 338 new positions and adding to 21 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 2,019 shares worth $48K.

By sector, the portfolio is most concentrated in Technology at 0.03% of assets, up from 0% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Exelon, an estimated $70K trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2015 buy was WBI BullBear Global High Income ETF: 2,019 shares worth $48K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $14.3M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2015 reduction was Exelon, cutting an estimated $70K.
  • Northwestern Mutual Investment Services fully exited Procter & Gamble in Q3 2015, selling an estimated $397K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $465M portfolio in Q3 2015.
  • Northwestern Mutual Investment Services opened 338 new positions and closed 47 in Q3 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 5.4% quarter-over-quarter to $465M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2015, filed 16 Nov 2015.