NorthRock Partners’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-15,404	Closed	-$921K	–	862
2024 Q4	$921K	Sell	15,404 -11,020	-42%	-$659K	0.03%	212
2024 Q3	$1.59M	Buy	+26,424	New	+$1.59M	0.05%	146