Northern Trust
OHAI

Northern Trust’s OHA Investment Corporation OHAI Stock Holding History

Northern Trust’s Portfolio OHAI Stock Details OHAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-168,493
Closed -$1.05M – 4385
2014
Q2 		$1.05M Sell
168,493
-55,279
-25% -$359K ﹤0.01% 3380
2014
Q1 		$1.51M Sell
223,772
-23,008
-9% -$171K ﹤0.01% 3261
2013
Q4 		$1.84M Sell
246,780
-39,693
-14% -$301K ﹤0.01% 3196
2013
Q3 		$2.13M Buy
286,473
+32,685
+13% +$220K ﹤0.01% 3058
2013
Q2 		$1.56M Buy
+253,788
New +$1.67M ﹤0.01% 3116

Other funds holding OHAI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RO
Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return
ICM
Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
CIM
Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Northern Trust's OHAI Position: Q3 2014 in Review

Northern Trust sold out of OHA Investment Corporation (OHAI) in Q3 2014, closing a stake of 168,493 shares — an estimated $1.05M sold.

Northern Trust first reported a position in OHAI in Q2 2013 and held it in 5 quarters. The position peaked at $2.13M in Q3 2013. 43 funds tracked by Wall St. Rank hold OHAI as of Q3 2014.

  • Northern Trust reported no remaining OHA Investment Corporation position as of Q3 2014 after selling out during the quarter.
  • Northern Trust sold 168,493 OHA Investment Corporation shares in Q3 2014, an estimated $1.05M.
  • Northern Trust first reported a position in OHA Investment Corporation in Q2 2013 and held it in 5 quarters.
  • Northern Trust's OHA Investment Corporation position peaked at $2.13M in Q3 2013.
  • 43 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q3 2014.

Based on Northern Trust's 13F filing for Q3 2014, filed 13 Nov 2014.