Northern Trust
NVX

Northern Trust’s Nuveen Calif Div Muni NVX Stock Holding History

Northern Trust’s Portfolio NVX Stock Details NVX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-10,000
Closed -$1K – 4150
2013
Q3 		$1K Hold
10,000
– – ﹤0.01% 4074
2013
Q2 		$1K Buy
+10,000
New +$150K ﹤0.01% 4098

Other funds holding NVX

U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
TCM
Tradewinds Capital Management Bellingham, Washington $563M AUM 41.52% 1-Year Est. Return

Northern Trust's NVX Position: Q4 2013 in Review

Northern Trust sold out of Nuveen Calif Div Muni (NVX) in Q4 2013, closing a stake of 10,000 shares — an estimated $1K sold.

Northern Trust first reported a position in NVX in Q2 2013 and held it in 2 quarters. The position peaked at $1K in Q3 2013. 23 funds tracked by Wall St. Rank hold NVX as of Q4 2013.

  • Northern Trust reported no remaining Nuveen Calif Div Muni position as of Q4 2013 after selling out during the quarter.
  • Northern Trust sold 10,000 Nuveen Calif Div Muni shares in Q4 2013, an estimated $1K.
  • Northern Trust first reported a position in Nuveen Calif Div Muni in Q2 2013 and held it in 2 quarters.
  • Northern Trust's Nuveen Calif Div Muni position peaked at $1K in Q3 2013.
  • 23 funds tracked by Wall St. Rank held Nuveen Calif Div Muni as of Q4 2013.

Based on Northern Trust's 13F filing for Q4 2013, filed 12 Feb 2014.