Northern Trust’s First Trust SSI Strategic Convertible Securities ETF FCVT Stock Holding History

Northern Trust’s Portfolio FCVT Stock Details FCVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-18,097	Closed	-$6K	–	4274
2019 Q3	$6K	Buy	+18,097	New	+$571K	﹤0.01%	4210

Other funds holding FCVT

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

GIA

Gladstone Institutional Advisory Palm Beach Gardens, Florida $2.7B AUM 23.82% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Verition Fund Management Greenwich, Connecticut $15.4B AUM 30.69% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Northern Trust's FCVT Position: Q4 2019 in Review

Northern Trust sold out of First Trust SSI Strategic Convertible Securities ETF (FCVT) in Q4 2019, closing a stake of 18,097 shares — an estimated $6K sold.

Northern Trust first reported a position in FCVT in Q3 2019 and held it in 1 quarter. The position peaked at $6K in Q3 2019. 57 funds tracked by Wall St. Rank hold FCVT as of Q4 2019.

Northern Trust reported no remaining First Trust SSI Strategic Convertible Securities ETF position as of Q4 2019 after selling out during the quarter.
Northern Trust sold 18,097 First Trust SSI Strategic Convertible Securities ETF shares in Q4 2019, an estimated $6K.
Northern Trust first reported a position in First Trust SSI Strategic Convertible Securities ETF in Q3 2019 and held it in 1 quarter.
Northern Trust's First Trust SSI Strategic Convertible Securities ETF position peaked at $6K in Q3 2019.
57 funds tracked by Wall St. Rank held First Trust SSI Strategic Convertible Securities ETF as of Q4 2019.

Based on Northern Trust's 13F filing for Q4 2019, filed 14 Feb 2020.