Nomura Holdings’s Royce Micro-Cap Trust RMT Stock Holding History

Nomura Holdings’s Portfolio RMT Stock Details RMT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-14	Closed	–	–	2559
2013 Q2	$0	Buy	+14	New	+$150	﹤0.01%	2261

Other funds holding RMT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Nomura Holdings's RMT Position: Q3 2013 in Review

Nomura Holdings sold out of Royce Micro-Cap Trust (RMT) in Q3 2013, closing a stake of 14 shares.

Nomura Holdings first reported a position in RMT in Q2 2013 and held it in 1 quarter. The position peaked at $0 in Q2 2013. 48 funds tracked by Wall St. Rank hold RMT as of Q3 2013.

Nomura Holdings reported no remaining Royce Micro-Cap Trust position as of Q3 2013 after selling out during the quarter.
Nomura Holdings sold 14 Royce Micro-Cap Trust shares in Q3 2013.
Nomura Holdings first reported a position in Royce Micro-Cap Trust in Q2 2013 and held it in 1 quarter.
Nomura Holdings's Royce Micro-Cap Trust position peaked at $0 in Q2 2013.
48 funds tracked by Wall St. Rank held Royce Micro-Cap Trust as of Q3 2013.

Based on Nomura Holdings's 13F filing for Q3 2013, filed 14 Nov 2013.