Nomura Holdings
FAB icon

Nomura Holdings’s First Trust Multi Cap Value AlphaDEX Fund FAB Stock Holding History

Nomura Holdings’s Portfolio FAB Stock Details FAB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-100
Closed -$4K – 2101
2013
Q3 		$4K Buy
+100
New +$3.99K ﹤0.01% 2236

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U
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Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Nomura Holdings's FAB Position: Q4 2013 in Review

Nomura Holdings sold out of First Trust Multi Cap Value AlphaDEX Fund (FAB) in Q4 2013, closing a stake of 100 shares — an estimated $4K sold.

Nomura Holdings first reported a position in FAB in Q3 2013 and held it in 1 quarter. The position peaked at $4K in Q3 2013. 23 funds tracked by Wall St. Rank hold FAB as of Q4 2013.

  • Nomura Holdings reported no remaining First Trust Multi Cap Value AlphaDEX Fund position as of Q4 2013 after selling out during the quarter.
  • Nomura Holdings sold 100 First Trust Multi Cap Value AlphaDEX Fund shares in Q4 2013, an estimated $4K.
  • Nomura Holdings first reported a position in First Trust Multi Cap Value AlphaDEX Fund in Q3 2013 and held it in 1 quarter.
  • Nomura Holdings's First Trust Multi Cap Value AlphaDEX Fund position peaked at $4K in Q3 2013.
  • 23 funds tracked by Wall St. Rank held First Trust Multi Cap Value AlphaDEX Fund as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.