NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.43%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$10.6M
AUM Growth
-$63.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
271
New
Increased
Reduced
Closed

Top Buys

1
+$341K
2
+$323K
3
+$298K
4
ITT icon
ITT
ITT
+$287K
5
KO icon
Coca-Cola
KO
+$287K

Top Sells

1
+$1.13M
2
+$1.1M
3
+$1.01M
4
LMNX
Luminex Corp
LMNX
+$996K
5
AGCO icon
AGCO
AGCO
+$927K

Sector Composition

1 Technology 16.66%
2 Industrials 13.09%
3 Healthcare 12.86%
4 Consumer Staples 12.74%
5 Materials 8.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XCO
126
DELISTED
Exco Resources
XCO
– –
-3,080
SALE
127
DELISTED
RetailMeNot, Inc. Series 1
SALE
– –
-72,400
ARC
128
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-20,200
ASCMA
129
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-18,900
CTIC
130
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-43,500
YELL
131
DELISTED
Yellow Corporation Common Stock
YELL
– –
-28,000
UFS
132
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-7,300
QADA
133
DELISTED
QAD Inc.
QADA
– –
-12,500
KED
134
DELISTED
Kayne Anderson Energy
KED
– –
-29,400
DST
135
DELISTED
DST Systems Inc.
DST
– –
-7,600
REXX
136
DELISTED
Rex Energy Corporation
REXX
– –
-1,780
ALDW
137
DELISTED
Alon USA Partners LP
ALDW
– –
-35,000
MEMP
138
DELISTED
Memorial Production Partners LP Common Units
MEMP
– –
-12,000
DO
139
DELISTED
Diamond Offshore Drilling
DO
– –
-13,700
LOW icon
140
Lowe's Companies
LOW
$120B
– –
-6,100
LRFC
141
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-2,317
ASNA
142
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-585
QUAD icon
143
Quad
QUAD
$384M
– –
-16,000
RAIL icon
144
FreightCar America
RAIL
$145M
– –
-46,700
MTEM
145
DELISTED
Molecular Templates, Inc.
MTEM
– –
-590
CPN
146
DELISTED
Calpine Corporation
CPN
– –
-28,700
EXAC
147
DELISTED
Exactech Inc
EXAC
– –
-12,400
AA icon
148
Alcoa
AA
$20.5B
– –
-11,900
ABR icon
149
Arbor Realty Trust
ABR
$1.11B
– –
-34,400
ACHV icon
150
Achieve Life Sciences
ACHV
$538M
– –
-17
4 5
6
7 8