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NCCM

Nine Chapters Capital Management Portfolio holdings

AUM $45.4M
1-Year Est. Return 14.43%
This Fund
S&P 500
This Quarter Est. Return
+7.3%
1 Year Est. Return
+14.43%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$853M
AUM Growth
+$274M
Cap. Flow
+$257M
Cap. Flow %
30.11%
Top 10 Hldgs %
10.48%
Holding
1,056
New
443
Increased
160
Reduced
123
Closed
329

Top Buys

Rank Stock Value
1
NOC icon
Northrop Grumman
NOC
+$10.1M
2
CIT
CIT Group Inc.
CIT
+$10M
3
STZ icon
Constellation Brands
STZ
+$8.27M
4
AET
Aetna Inc
AET
+$7.67M
5
TIF
Tiffany & Co.
TIF
+$6.83M

Top Sells

Rank Stock Value
1
TRV icon
Travelers Companies
TRV
+$7.22M
2
QCOM icon
Qualcomm
QCOM
+$6.38M
3
PSX icon
Phillips 66
PSX
+$6.06M
4
EBAY icon
eBay
EBAY
+$5.86M
5
BEN icon
Franklin Resources
BEN
+$5.45M

Sector Composition

Rank Sector Weight
1 Financials 14.95%
2 Industrials 14.86%
3 Technology 13.72%
4 Consumer Discretionary 10.87%
5 Healthcare 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBIS
1
Nebius Group N.V.
NBIS
$56.1B
$12M 1.41%
329,400
+109,400
+50% +$3.59M
NOC icon
2
Northrop Grumman
NOC
$75.8B
$10.4M 1.23%
+109,700
New +$10.1M
CIT
3
DELISTED
CIT Group Inc.
CIT
$9.95M 1.17%
+204,100
New +$10M
AET
4
DELISTED
Aetna Inc
AET
$9.83M 1.15%
153,600
+119,600
+352% +$7.67M
DOX icon
5
Amdocs
DOX
$5.4B
$9.11M 1.07%
248,600
+168,300
+210% +$6.36M
STZ icon
6
Constellation Brands
STZ
$22.1B
$8.72M 1.02%
+152,000
New +$8.27M
TIF
7
DELISTED
Tiffany & Co.
TIF
$8.04M 0.94%
104,900
+86,700
+476% +$6.83M
C icon
8
Citigroup
C
$221B
$7.4M 0.87%
152,500
+89,900
+144% +$4.54M
OA
9
DELISTED
Orbital ATK, Inc.
OA
$7.3M 0.86%
74,800
+14,400
+24% +$1.37M
CA
10
DELISTED
CA, Inc.
CA
$6.54M 0.77%
+220,400
New +$6.6M
NE
11
DELISTED
Noble Corporation
NE
$6.19M 0.73%
+187,502
New +$6.37M
STT icon
12
State Street
STT
$50.6B
$6.04M 0.71%
91,900
+80,800
+728% +$5.53M
FISV
13
Fiserv Inc
FISV
$26.6B
$5.95M 0.7%
+235,600
New +$5.7M
M icon
14
Macy's
M
$6.14B
$5.66M 0.66%
+130,900
New +$6.11M
PRU icon
15
Prudential Financial
PRU
$40.9B
$5.64M 0.66%
72,300
+56,000
+344% +$4.39M
SNPS icon
16
Synopsys
SNPS
$71.5B
$5.55M 0.65%
147,300
+1,000
+0.7% +$37K
OXY icon
17
Occidental Petroleum
OXY
$57.3B
$5.38M 0.63%
+60,017
New +$5.16M
MET icon
18
MetLife
MET
$59.5B
$5.22M 0.61%
+124,654
New +$5.37M
SWN
19
DELISTED
Southwestern Energy Company
SWN
$5.19M 0.61%
142,700
+75,200
+111% +$2.85M
JBHT icon
20
JB Hunt Transport Services
JBHT
$27.2B
$5.15M 0.6%
+70,600
New +$5.25M
CTRA
21
DELISTED
Coterra Energy
CTRA
$5.08M 0.6%
136,200
+128,000
+1,561% +$4.8M
DG icon
22
Dollar General
DG
$25.4B
$5.06M 0.59%
+89,600
New +$4.92M
RSG icon
23
Republic Services
RSG
$66.9B
$5.06M 0.59%
151,600
+55,100
+57% +$1.87M
CVS icon
24
CVS Health
CVS
$136B
$5.01M 0.59%
88,300
+16,200
+22% +$965K
LLY icon
25
Eli Lilly
LLY
$1.06T
$4.98M 0.58%
98,900
-97,000
-50% -$5.08M
1
2 3 4 5

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Nine Chapters Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Nine Chapters Capital Management held 1,056 positions worth $853M, up 47% from $578M the previous quarter. Its ten largest holdings account for 10% of the portfolio.

Nine Chapters Capital Management deployed $257M of net new capital in Q3 2013, opening 443 new positions and adding to 160 existing holdings. Its largest new stake was Northrop Grumman: 109,700 shares worth $10.4M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 15% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Eli Lilly, an estimated $5.08M trimmed.

  • Nine Chapters Capital Management's largest Q3 2013 buy was Northrop Grumman: 109,700 shares worth $10.4M.
  • Nine Chapters Capital Management added most to Aetna Inc in Q3 2013, an estimated $7.67M increase.
  • Nine Chapters Capital Management's biggest Q3 2013 reduction was Eli Lilly, cutting an estimated $5.08M.
  • Nine Chapters Capital Management fully exited Travelers Companies in Q3 2013, selling an estimated $7.22M.
  • Nine Chapters Capital Management's ten largest holdings make up 10% of its $853M portfolio in Q3 2013.
  • Nine Chapters Capital Management opened 443 new positions and closed 329 in Q3 2013.
  • Nine Chapters Capital Management's portfolio value rose 47% quarter-over-quarter to $853M.

Based on Nine Chapters Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.