Nine Chapters Capital Management’s SLR Investment Corp SLRC Stock Holding History

Nine Chapters Capital Management’s Portfolio SLRC Stock Details SLRC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-69,900	Closed	-$1.11M	–	474
2015 Q3	$1.11M	Buy	69,900 +34,200	+96%	+$602K	0.1%	308
2015 Q2	$643K	Sell	35,700 -22,400	-39%	-$434K	0.05%	485
2015 Q1	$1.18M	Sell	58,100 -33,600	-37%	-$652K	0.1%	329
2014 Q4	$1.65M	Buy	91,700 +47,400	+107%	+$871K	0.14%	197
2014 Q3	$828K	Buy	+44,300	New	+$891K	0.07%	355
2013 Q3	–	Sell	-33,900	Closed	-$783K	–	899
2013 Q2	$783K	Buy	+33,900	New	+$792K	0.14%	229

Other funds holding SLRC

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

Nine Chapters Capital Management's SLRC Position: Q4 2015 in Review

Nine Chapters Capital Management sold out of SLR Investment Corp (SLRC) in Q4 2015, closing a stake of 69,900 shares — an estimated $1.11M sold.

Nine Chapters Capital Management first reported a position in SLRC in Q2 2013 and held it in 6 quarters. The position peaked at $1.65M in Q4 2014. 108 funds tracked by Wall St. Rank hold SLRC as of Q4 2015.

Nine Chapters Capital Management reported no remaining SLR Investment Corp position as of Q4 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 69,900 SLR Investment Corp shares in Q4 2015, an estimated $1.11M.
Nine Chapters Capital Management first reported a position in SLR Investment Corp in Q2 2013 and held it in 6 quarters.
Nine Chapters Capital Management's SLR Investment Corp position peaked at $1.65M in Q4 2014.
108 funds tracked by Wall St. Rank held SLR Investment Corp as of Q4 2015.

Based on Nine Chapters Capital Management's 13F filing for Q4 2015.