Nikko Asset Management Americas’s Duke Energy DUK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,000	Closed	-$336K	–	310
2017 Q3	$336K	Hold	4,000	–	–	0.02%	178
2017 Q2	$334K	Hold	4,000	–	–	0.02%	208
2017 Q1	$328K	Hold	4,000	–	–	0.02%	206
2016 Q4	$310K	Sell	4,000 -200	-5%	-$15.3K	0.02%	205
2016 Q3	$336K	Sell	4,200 -4,200	-50%	-$348K	0.03%	195
2016 Q2	$707K	Hold	8,400	–	–	0.07%	120
2016 Q1	$675K	Buy	8,400 +1,300	+18%	+$98.4K	0.08%	111
2015 Q4	$513K	Hold	7,100	–	–	0.06%	132
2015 Q3	$502K	Hold	7,100	–	–	0.05%	125
2015 Q2	$503K	Sell	7,100 -949	-12%	-$71.7K	0.03%	145
2015 Q1	$611K	Hold	8,049	–	–	0.05%	136
2014 Q4	$681K	Buy	8,049 +2,800	+53%	+$226K	0.05%	127
2014 Q3	$389K	Sell	5,249 -500	-9%	-$36.5K	0.02%	149
2014 Q2	$424K	Buy	5,749 +800	+16%	+$57.5K	0.02%	142
2014 Q1	$349K	Sell	4,949 -3,700	-43%	-$258K	0.02%	149
2013 Q4	$598K	Buy	8,649 +5,600	+184%	+$392K	0.02%	123
2013 Q3	$204K	Buy	3,049 +400	+15%	+$27.3K	0.01%	134
2013 Q2	$179K	Buy	+2,649	New	+$187K	0.01%	131