Nikko Asset Management Americas’s Duke Energy DUK Stock Holding History

Nikko Asset Management Americas’s Portfolio DUK Stock Details DUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,000	Closed	-$336K	–	310
2017 Q3	$336K	Hold	4,000	–	–	0.02%	178
2017 Q2	$334K	Hold	4,000	–	–	0.02%	208
2017 Q1	$328K	Hold	4,000	–	–	0.02%	206
2016 Q4	$310K	Sell	4,000 -200	-5%	-$15.3K	0.02%	205
2016 Q3	$336K	Sell	4,200 -4,200	-50%	-$348K	0.03%	195
2016 Q2	$707K	Hold	8,400	–	–	0.07%	120
2016 Q1	$675K	Buy	8,400 +1,300	+18%	+$98.4K	0.08%	111
2015 Q4	$513K	Hold	7,100	–	–	0.06%	132
2015 Q3	$502K	Hold	7,100	–	–	0.05%	125
2015 Q2	$503K	Sell	7,100 -949	-12%	-$71.7K	0.03%	145
2015 Q1	$611K	Hold	8,049	–	–	0.05%	136
2014 Q4	$681K	Buy	8,049 +2,800	+53%	+$226K	0.05%	127
2014 Q3	$389K	Sell	5,249 -500	-9%	-$36.5K	0.02%	149
2014 Q2	$424K	Buy	5,749 +800	+16%	+$57.5K	0.02%	142
2014 Q1	$349K	Sell	4,949 -3,700	-43%	-$258K	0.02%	149
2013 Q4	$598K	Buy	8,649 +5,600	+184%	+$392K	0.02%	123
2013 Q3	$204K	Buy	3,049 +400	+15%	+$27.3K	0.01%	134
2013 Q2	$179K	Buy	+2,649	New	+$187K	0.01%	131

Other funds holding DUK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Federated Hermes Pittsburgh, Pennsylvania $69.6B AUM 42.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Nikko Asset Management Americas's DUK Position: Q4 2017 in Review

Nikko Asset Management Americas sold out of Duke Energy (DUK) in Q4 2017, closing a stake of 4,000 shares — an estimated $336K sold.

Nikko Asset Management Americas first reported a position in DUK in Q2 2013 and held it in 18 quarters. The position peaked at $707K in Q2 2016. 1,340 funds tracked by Wall St. Rank hold DUK as of Q4 2017.

Nikko Asset Management Americas reported no remaining Duke Energy position as of Q4 2017 after selling out during the quarter.
Nikko Asset Management Americas sold 4,000 Duke Energy shares in Q4 2017, an estimated $336K.
Nikko Asset Management Americas first reported a position in Duke Energy in Q2 2013 and held it in 18 quarters.
Nikko Asset Management Americas's Duke Energy position peaked at $707K in Q2 2016.
1,340 funds tracked by Wall St. Rank held Duke Energy as of Q4 2017.

Based on Nikko Asset Management Americas's 13F filing for Q4 2017, filed 14 Feb 2018.