Next Financial Group’s Western Asset Intermediate Muni Fund SBI Stock Holding History

Next Financial Group’s Portfolio SBI Stock Details SBI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,700	Closed	-$65K	–	1185
2017 Q3	$65K	Hold	6,700	–	–	0.02%	625
2017 Q2	$66K	Sell	6,700 -400	-6%	-$3.93K	0.02%	691
2017 Q1	$70K	Hold	7,100	–	–	0.02%	610
2016 Q4	$68K	Hold	7,100	–	–	0.01%	829
2016 Q3	$75K	Sell	7,100 -1,800	-20%	-$19K	0.01%	766
2016 Q2	$94K	Sell	8,900 -915	-9%	-$9.64K	0.03%	471
2016 Q1	$101K	Hold	9,815	–	–	0.04%	425
2015 Q4	$100K	Hold	9,815	–	–	0.04%	423
2015 Q3	$97K	Buy	9,815 +3,115	+46%	+$30.4K	0.03%	432
2015 Q2	$65K	Hold	6,700	–	–	0.02%	590
2015 Q1	$67K	Hold	6,700	–	–	0.02%	583
2014 Q4	$65K	Hold	6,700	–	–	0.02%	574
2014 Q3	$65K	Buy	+6,700	New	+$64.8K	0.01%	825

Other funds holding SBI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFWA

Summit Financial Wealth Advisors Lafayette, Louisiana $782M AUM 24.35% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

WTC

WhitTier Trust Company Reno, Nevada $4.87B AUM 25.35% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Next Financial Group's SBI Position: Q4 2017 in Review

Next Financial Group sold out of Western Asset Intermediate Muni Fund (SBI) in Q4 2017, closing a stake of 6,700 shares — an estimated $65K sold.

Next Financial Group first reported a position in SBI in Q3 2014 and held it in 13 quarters. The position peaked at $101K in Q1 2016. 44 funds tracked by Wall St. Rank hold SBI as of Q4 2017.

Next Financial Group reported no remaining Western Asset Intermediate Muni Fund position as of Q4 2017 after selling out during the quarter.
Next Financial Group sold 6,700 Western Asset Intermediate Muni Fund shares in Q4 2017, an estimated $65K.
Next Financial Group first reported a position in Western Asset Intermediate Muni Fund in Q3 2014 and held it in 13 quarters.
Next Financial Group's Western Asset Intermediate Muni Fund position peaked at $101K in Q1 2016.
44 funds tracked by Wall St. Rank held Western Asset Intermediate Muni Fund as of Q4 2017.

Based on Next Financial Group's 13F filing for Q4 2017, filed 16 Jan 2018.