Next Financial Group’s Innovator US Small Cap Power Buffer ETF October KOCT Stock Holding History

Next Financial Group’s Portfolio KOCT Stock Details KOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$14K	Buy	528 +346	+190%	+$9.48K	﹤0.01%	2045
2021 Q3	$5K	Hold	182	–	–	﹤0.01%	2263
2021 Q2	$5K	Hold	182	–	–	﹤0.01%	2199
2021 Q1	$5K	Sell	182 -1	-0.5%	-$26	﹤0.01%	2105
2020 Q4	$5K	Hold	183	–	–	﹤0.01%	1989
2020 Q3	$4K	Buy	+183	New	+$4.49K	﹤0.01%	1908
2020 Q2	–	Sell	-183	Closed	-$4K	–	1287
2020 Q1	$4K	Sell	183 -2,160	-92%	-$51.6K	﹤0.01%	1774
2019 Q4	$59K	Buy	+2,343	New	+$58.2K	0.01%	1127

Other funds holding KOCT

ACM

Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return

DFA

DHJJ Financial Advisors Naperville, Illinois $302M AUM 16.88% 1-Year Est. Return

DHGWA

Dixon Hughes Goodman Wealth Advisors Asheville, North Carolina $349M AUM

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

BFA

Beacon Financial Advisory Cleveland, Ohio $443M AUM 17.02% 1-Year Est. Return

Sunbelt Securities Houston, Texas $1.58B AUM 28.96% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Next Financial Group's KOCT Position: Q4 2021 in Review

Next Financial Group increased its Innovator US Small Cap Power Buffer ETF October (KOCT) stake by 190% in Q4 2021, buying an estimated $9.48K and bringing the position to 528 shares worth $14K. The position accounts for ﹤0.01% of the portfolio, ranked #2045.

Next Financial Group first reported a position in KOCT in Q4 2019 and has held it in 8 quarters since. The position peaked at $59K in Q4 2019. 39 funds tracked by Wall St. Rank hold KOCT as of Q4 2021.

Next Financial Group held 528 shares of Innovator US Small Cap Power Buffer ETF October worth $14K as of Q4 2021.
Next Financial Group bought 346 Innovator US Small Cap Power Buffer ETF October shares in Q4 2021, an estimated $9.48K.
Innovator US Small Cap Power Buffer ETF October made up ﹤0.01% of Next Financial Group's portfolio in Q4 2021, its #2045 holding.
Next Financial Group first reported a position in Innovator US Small Cap Power Buffer ETF October in Q4 2019 and has held it in 8 quarters since.
Next Financial Group's Innovator US Small Cap Power Buffer ETF October position peaked at $59K in Q4 2019.
39 funds tracked by Wall St. Rank held Innovator US Small Cap Power Buffer ETF October as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.