Next Financial Group’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Next Financial Group’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-200	Closed	-$5K	–	2237
2018 Q4	$5K	Hold	200	–	–	﹤0.01%	1572
2018 Q3	$5K	Buy	+200	New	+$5.21K	﹤0.01%	1176
2017 Q4	–	Sell	-200	Closed	-$5K	–	1587
2017 Q3	$5K	Hold	200	–	–	﹤0.01%	1443
2017 Q2	$5K	Hold	200	–	–	﹤0.01%	1571
2017 Q1	$5K	Sell	200 -2,000	-91%	-$51.4K	﹤0.01%	1536
2016 Q4	$55K	Hold	2,200	–	–	0.01%	925
2016 Q3	$56K	Buy	+2,200	New	+$57.2K	0.01%	904
2016 Q2	–	Hold	0	–	–	–	1429
2014 Q4	–	Sell	-800	Closed	-$20K	–	2462
2014 Q3	$20K	Hold	800	–	–	﹤0.01%	1434
2014 Q2	$20K	Buy	+800	New	+$20.3K	0.01%	607

Other funds holding HSBC.PRA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $299B AUM 28.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Next Financial Group's HSBC.PRA Position: Q1 2019 in Review

Next Financial Group sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q1 2019, closing a stake of 200 shares — an estimated $5K sold.

Next Financial Group first reported a position in HSBC.PRA in Q2 2014 and held it in 9 quarters. The position peaked at $56K in Q3 2016. 120 funds tracked by Wall St. Rank hold HSBC.PRA as of Q1 2019.

Next Financial Group reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q1 2019 after selling out during the quarter.
Next Financial Group sold 200 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q1 2019, an estimated $5K.
Next Financial Group first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2014 and held it in 9 quarters.
Next Financial Group's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $56K in Q3 2016.
120 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q1 2019.

Based on Next Financial Group's 13F filing for Q1 2019, filed 16 Jul 2019.