Newgate Capital Management’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-79,170	Closed	-$6.53M	–	126
2013 Q2	$6.53M	Buy	+79,170	New	+$6.53M	0.91%	37