NCM
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Newgate Capital Management’s Caterpillar CAT Stock Holding History

Newgate Capital Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-79,170
Closed -$6.53M – 126
2013
Q2 		$6.53M Buy
+79,170
New +$6.73M 0.91% 37

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Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Newgate Capital Management's CAT Position: Q3 2013 in Review

Newgate Capital Management sold out of Caterpillar (CAT) in Q3 2013, closing a stake of 79,170 shares — an estimated $6.53M sold.

Newgate Capital Management first reported a position in CAT in Q2 2013 and held it in 1 quarter. The position peaked at $6.53M in Q2 2013. 1,071 funds tracked by Wall St. Rank hold CAT as of Q3 2013.

  • Newgate Capital Management reported no remaining Caterpillar position as of Q3 2013 after selling out during the quarter.
  • Newgate Capital Management sold 79,170 Caterpillar shares in Q3 2013, an estimated $6.53M.
  • Newgate Capital Management first reported a position in Caterpillar in Q2 2013 and held it in 1 quarter.
  • Newgate Capital Management's Caterpillar position peaked at $6.53M in Q2 2013.
  • 1,071 funds tracked by Wall St. Rank held Caterpillar as of Q3 2013.

Based on Newgate Capital Management's 13F filing for Q3 2013, filed 15 Oct 2013.