NS
SPE

NBC Securities’s Special Opportunities Fund SPE Stock Holding History

NBC Securities’s Portfolio SPE Stock Details SPE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$229K Sell
16,657
-3,113
-16% -$45.6K 0.02% 789
2025
Q4 		$290K Buy
19,770
+2,779
+16% +$40.6K 0.02% 700
2025
Q3 		$252K Buy
16,991
+139
+0.8% +$2.06K 0.02% 746
2025
Q2 		$249K Buy
16,852
+140
+0.8% +$1.98K 0.02% 759
2025
Q1 		$239K Buy
16,712
+16,696
+104,350% +$242K 0.02% 711
2024
Q4 		$231 Sell
16
-16,443
-100% -$232K 0.02% 710
2024
Q3 		$218K Buy
16,459
+126
+0.8% +$1.63K 0.02% 761
2024
Q2 		$204K Buy
16,333
+131
+0.8% +$1.59K 0.02% 746
2024
Q1 		$195K Buy
16,202
+971
+6% +$11.3K 0.02% 765
2023
Q4 		$172K Sell
15,231
-168
-1% -$1.78K 0.02% 784
2023
Q3 		$160K Buy
+15,399
New +$167K 0.02% 776

Other funds holding SPE

Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
GC
GatePass Capital Independence, Ohio $214M AUM 29.83% 1-Year Est. Return
SC
Scotia Capital Toronto, Ontario, Canada $24.3B AUM 29.21% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

NBC Securities's SPE Position: Q1 2026 in Review

NBC Securities reduced its Special Opportunities Fund (SPE) stake by 16% in Q1 2026, selling an estimated $45.6K and leaving 16,657 shares worth $229K. The position accounts for 0.02% of the portfolio, ranked #789.

NBC Securities first reported a position in SPE in Q3 2023 and has held it in 11 quarters since. The position peaked at $290K in Q4 2025. 43 funds tracked by Wall St. Rank hold SPE as of Q1 2026.

  • NBC Securities held 16,657 shares of Special Opportunities Fund worth $229K as of Q1 2026.
  • NBC Securities sold 3,113 Special Opportunities Fund shares in Q1 2026, an estimated $45.6K.
  • Special Opportunities Fund made up 0.02% of NBC Securities's portfolio in Q1 2026, its #789 holding.
  • NBC Securities first reported a position in Special Opportunities Fund in Q3 2023 and has held it in 11 quarters since.
  • NBC Securities's Special Opportunities Fund position peaked at $290K in Q4 2025.
  • 43 funds tracked by Wall St. Rank held Special Opportunities Fund as of Q1 2026.

Based on NBC Securities's 13F filing for Q1 2026, filed 14 Apr 2026.