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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$41M
Cap. Flow
+$69M
Cap. Flow %
5.25%
Top 10 Hldgs %
22.21%
Holding
815
New
59
Increased
346
Reduced
277
Closed
63

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$15.7M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$14.4M
4
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$14M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$8.66M

Top Sells

Rank Stock Value
1
IYM icon
iShares US Basic Materials ETF
IYM
+$13.6M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.3M
3
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$10.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.4M
5
IYR icon
iShares US Real Estate ETF
IYR
+$10.3M

Sector Composition

Rank Sector Weight
1 Energy 7.13%
2 Healthcare 5.23%
3 Consumer Staples 4.2%
4 Technology 3.9%
5 Financials 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S
801
DELISTED
Sprint Corporation
S
– –
-21,794
Closed -$186K
CRR
802
DELISTED
Carbo Ceramics Inc.
CRR
– –
-3,180
Closed -$490K
APC
803
DELISTED
Anadarko Petroleum
APC
– –
-2,778
Closed -$304K
SCG
804
DELISTED
Scana
SCG
– –
-3,900
Closed -$210K
SFR
805
DELISTED
Starwood Waypoint Homes
SFR
– –
-9,341
Closed -$245K
PCO
806
DELISTED
Pendrell Corporation - Class A
PCO
– –
-20
Closed -$36K
TWER
807
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-975
Closed -$38K
VRNG
808
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
– –
-3,700
Closed -$127K
KOG
809
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-34,975
Closed -$509K
ASP
810
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
– –
-35,678
Closed -$366K
ESV
811
DELISTED
Ensco Rowan plc
ESV
– –
-2,069
Closed -$460K
EMD
812
DELISTED
Western Asset Emerging Markets
EMD
– –
-13,200
Closed -$171K
PDLI
813
CALL
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-27,000
Closed -$45K
DST
814
DELISTED
DST Systems Inc.
DST
– –
-4,762
Closed -$219K
HK
815
DELISTED
Halcon Resources Corporation
HK
– –
-60
Closed -$75K
29 30 31 32
33

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MIM
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CR
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2014 Portfolio in Review

As of Q3 2014, National Planning Corporation held 815 positions worth $1.31B, up 3.2% from $1.27B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

National Planning Corporation deployed $69M of net new capital in Q3 2014, opening 59 new positions and adding to 346 existing holdings. Its largest new stake was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.

By sector, the portfolio is most concentrated in Energy at 7.1% of assets, down from 8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares US Basic Materials ETF, an estimated $13.6M trimmed.

  • National Planning Corporation's largest Q3 2014 buy was VictoryShares US 500 Enhanced Volatility Wtd ETF: 401,790 shares worth $13.8M.
  • National Planning Corporation added most to Invesco QQQ Trust in Q3 2014, an estimated $16.1M increase.
  • National Planning Corporation's biggest Q3 2014 reduction was iShares US Basic Materials ETF, cutting an estimated $13.6M.
  • National Planning Corporation fully exited iShares MSCI USA Min Vol Factor ETF in Q3 2014, selling an estimated $5.12M.
  • National Planning Corporation's ten largest holdings make up 22% of its $1.31B portfolio in Q3 2014.
  • National Planning Corporation opened 59 new positions and closed 63 in Q3 2014.
  • National Planning Corporation's portfolio value rose 3.2% quarter-over-quarter to $1.31B.

Based on National Planning Corporation's 13F filing for Q3 2014, filed 24 Oct 2014.