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National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
751
PPG Industries
PPG
$26.6B
– –
-4,506
Closed -$498K
PSF icon
752
Cohen & Steers Select Preferred & Income Fund
PSF
$236M
– –
-14,425
Closed -$410K
PSP icon
753
Invesco Global Listed Private Equity ETF
PSP
$246M
– –
-2,567
Closed -$160K
PZG icon
754
Paramount Gold Nevada
PZG
$124M
– –
-14,650
Closed -$22K
QQEW icon
755
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
– –
-23,526
Closed -$1.25M
SAN icon
756
Banco Santander
SAN
$210B
– –
-20,442
Closed -$133K
SCHC icon
757
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
– –
-42,497
Closed -$1.42M
SCHE icon
758
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-49,499
Closed -$1.24M
SCHZ icon
759
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-96,132
Closed -$2.5M
SMOG icon
760
VanEck Low Carbon Energy ETF
SMOG
$134M
– –
-3,399
Closed -$204K
TEX icon
761
Terex
TEX
$7.74B
– –
-5,609
Closed -$209K
TRN icon
762
Trinity Industries
TRN
$2.38B
– –
-11,154
Closed -$228K
UHS icon
763
Universal Health Services
UHS
$10.5B
– –
-1,712
Closed -$208K
VSS icon
764
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
– –
-6,630
Closed -$715K
VYMI icon
765
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
– –
-4,356
Closed -$273K
WDC icon
766
Western Digital
WDC
$150B
– –
-6,627
Closed -$427K
WOOD icon
767
iShares Global Timber & Forestry ETF
WOOD
$274M
– –
-3,914
Closed -$241K
YUM icon
768
Yum! Brands
YUM
$41.1B
– –
-2,813
Closed -$206K
TVRD
769
Tvardi Therapeutics
TVRD
$23.4M
– –
-517
Closed -$306K
ROOF
770
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-7,595
Closed -$209K
ERF
771
DELISTED
Enerplus Corporation
ERF
– –
-21,715
Closed -$182K
FCRD
772
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-12,450
Closed -$125K
MIC
773
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-2,553
Closed -$202K
MR
774
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-27,867
Closed -$1.29M
AXAS
775
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-650
Closed -$22K
28 29 30
31
32

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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.