National Planning Corporation’s NYLI CBRE NextGen Real Estate ETF ROOF Stock Holding History

National Planning Corporation’s Portfolio ROOF Stock Details ROOF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,595	Closed	-$209K	–	772
2017 Q2	$209K	Buy	+7,595	New	+$206K	0.02%	666
2015 Q1	–	Sell	-6,529	Closed	-$183K	–	2121
2014 Q4	$183K	Buy	+6,529	New	+$175K	0.01%	701
2014 Q3	–	Sell	-39,018	Closed	-$1.03M	–	795
2014 Q2	$1.03M	Buy	39,018 +5,732	+17%	+$148K	0.08%	241
2014 Q1	$849K	Buy	+33,286	New	+$829K	0.07%	265

Other funds holding ROOF

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Synovus Financial Columbus, Georgia $8.74B AUM 12.78% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

National Planning Corporation's ROOF Position: Q3 2017 in Review

National Planning Corporation sold out of NYLI CBRE NextGen Real Estate ETF (ROOF) in Q3 2017, closing a stake of 7,595 shares — an estimated $209K sold.

National Planning Corporation first reported a position in ROOF in Q1 2014 and held it in 4 quarters. The position peaked at $1.03M in Q2 2014. 32 funds tracked by Wall St. Rank hold ROOF as of Q3 2017.

National Planning Corporation reported no remaining NYLI CBRE NextGen Real Estate ETF position as of Q3 2017 after selling out during the quarter.
National Planning Corporation sold 7,595 NYLI CBRE NextGen Real Estate ETF shares in Q3 2017, an estimated $209K.
National Planning Corporation first reported a position in NYLI CBRE NextGen Real Estate ETF in Q1 2014 and held it in 4 quarters.
National Planning Corporation's NYLI CBRE NextGen Real Estate ETF position peaked at $1.03M in Q2 2014.
32 funds tracked by Wall St. Rank held NYLI CBRE NextGen Real Estate ETF as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.