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NPC

National Planning Corporation Portfolio holdings

AUM $726K
1-Year Est. Return 14.28%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+14.28%
3 Year Est. Return
+24.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
-$117M
Cap. Flow
-$149M
Cap. Flow %
-12.41%
Top 10 Hldgs %
21.1%
Holding
795
New
56
Increased
223
Reduced
382
Closed
94

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$10.8M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.53M
3
IYR icon
iShares US Real Estate ETF
IYR
+$5.88M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$5.07M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$3.14M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.7M
2
VOOG icon
Vanguard S&P 500 Growth ETF
VOOG
+$9.62M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$8.68M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$8.24M
5
AAPL icon
Apple
AAPL
+$6.59M

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 4.29%
3 Technology 4.17%
4 Consumer Staples 3.81%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
251
Schwab US Mid-Cap ETF
SCHM
$15.1B
$886K 0.07%
53,049
+5,265
+11% +$85.6K
IXUS icon
252
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$884K 0.07%
14,496
-9,826
-40% -$584K
BOND icon
253
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$883K 0.07%
8,270
-1,066
-11% -$114K
IAU icon
254
iShares Gold Trust
IAU
$67.5B
$881K 0.07%
35,789
-8,598
-19% -$211K
NZF icon
255
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$873K 0.07%
57,403
-2,700
-4% -$41.1K
REM icon
256
iShares Mortgage Real Estate ETF
REM
$548M
$855K 0.07%
18,261
-456
-2% -$21.3K
HDGE icon
257
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$852K 0.07%
10,125
-90
-0.9% -$7.74K
VGM icon
258
Invesco Trust Investment Grade Municipals
VGM
$564M
$851K 0.07%
63,500
– –
AXP icon
259
American Express
AXP
$230B
$821K 0.07%
9,071
+989
+12% +$85K
LLY icon
260
Eli Lilly
LLY
$1.06T
$820K 0.07%
9,586
+108
+1% +$8.86K
PRFZ icon
261
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$819K 0.07%
32,655
-605
-2% -$14.4K
EPD icon
262
Enterprise Products Partners
EPD
$81.7B
$816K 0.07%
31,307
-2,161
-6% -$57.1K
VIS icon
263
Vanguard Industrials ETF
VIS
$8.39B
$813K 0.07%
6,059
-6,054
-50% -$784K
IGIB icon
264
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$804K 0.07%
14,602
+1,276
+10% +$70.3K
ETN icon
265
Eaton
ETN
$174B
$803K 0.07%
10,453
-607
-5% -$45.8K
CVGW
266
DELISTED
Calavo Growers
CVGW
$801K 0.07%
10,940
+2,256
+26% +$160K
AEP icon
267
American Electric Power
AEP
$68.4B
$800K 0.07%
11,389
-1,322
-10% -$94.2K
CHI
268
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$797K 0.07%
69,132
+42,876
+163% +$488K
RTN
269
DELISTED
Raytheon Company
RTN
$790K 0.07%
4,232
+222
+6% +$39.1K
SGDJ icon
270
Sprott Junior Gold Miners ETF
SGDJ
$334M
$778K 0.06%
22,100
-5,588
-20% -$191K
NFLX icon
271
Netflix
NFLX
$309B
$772K 0.06%
42,580
-1,220
-3% -$21.3K
VOT icon
272
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$772K 0.06%
6,344
-18,941
-75% -$2.26M
XEL icon
273
Xcel Energy
XEL
$48.8B
$771K 0.06%
16,303
-3,311
-17% -$159K
KTF
274
DWS Municipal Income Trust
KTF
$352M
$766K 0.06%
60,236
-1,471
-2% -$19.3K
ILCB icon
275
iShares Morningstar US Equity ETF
ILCB
$1.32B
$763K 0.06%
20,256
+2,216
+12% +$82.5K
9 10
11
12 13

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MIM
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DI
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LM
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RO
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GHA
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FPCM
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National Planning Corporation's Q3 2017 Portfolio in Review

As of Q3 2017, National Planning Corporation held 795 positions worth $1.2B, down 8.9% from $1.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

National Planning Corporation withdrew a net $149M in Q3 2017, closing 94 positions and reducing 382 holdings. Its most notable exit was Reynolds American Inc, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, National Planning Corporation opened a new position in iShares MSCI EAFE Value ETF worth $477K.

  • National Planning Corporation's largest Q3 2017 buy was iShares MSCI EAFE Value ETF: 8,744 shares worth $477K.
  • National Planning Corporation added most to Vanguard Morningstar Total Stock Market ETF in Q3 2017, an estimated $10.8M increase.
  • National Planning Corporation's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $11.7M.
  • National Planning Corporation fully exited Reynolds American Inc in Q3 2017, selling an estimated $3.17M.
  • National Planning Corporation's ten largest holdings make up 21% of its $1.2B portfolio in Q3 2017.
  • National Planning Corporation opened 56 new positions and closed 94 in Q3 2017.
  • National Planning Corporation's portfolio value fell 8.9% quarter-over-quarter to $1.2B.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.