National Planning Corporation’s Vanguard Industrials ETF VIS Stock Holding History

National Planning Corporation’s Portfolio VIS Stock Details VIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-6,059	Closed	-$813K	–	594
2017 Q3	$813K	Sell	6,059 -6,054	-50%	-$784K	0.07%	263
2017 Q2	$1.56M	Sell	12,113 -15,085	-55%	-$1.9M	0.12%	191
2017 Q1	$3.35M	Buy	27,198 +517	+2%	+$63.6K	0.25%	82
2016 Q4	$3.21M	Buy	+26,681	New	+$3.06M	0.25%	86
2016 Q2	–	Sell	-5,400	Closed	-$567K	–	688
2016 Q1	$567K	Buy	+5,400	New	+$527K	0.05%	330
2015 Q1	–	Sell	-1,481	Closed	-$153K	–	2012
2014 Q4	$153K	Buy	+1,481	New	+$155K	0.01%	758

Other funds holding VIS

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BCMIO

Beacon Capital Management Inc (Ohio) Dayton, Ohio $1.78B AUM 14.7% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.2% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Rand Wealth Baltimore, Maryland $893M AUM 9.85% 1-Year Est. Return

National Planning Corporation's VIS Position: Q4 2017 in Review

National Planning Corporation sold out of Vanguard Industrials ETF (VIS) in Q4 2017, closing a stake of 6,059 shares — an estimated $813K sold.

National Planning Corporation first reported a position in VIS in Q4 2014 and held it in 6 quarters. The position peaked at $3.35M in Q1 2017. 194 funds tracked by Wall St. Rank hold VIS as of Q4 2017.

National Planning Corporation reported no remaining Vanguard Industrials ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 6,059 Vanguard Industrials ETF shares in Q4 2017, an estimated $813K.
National Planning Corporation first reported a position in Vanguard Industrials ETF in Q4 2014 and held it in 6 quarters.
National Planning Corporation's Vanguard Industrials ETF position peaked at $3.35M in Q1 2017.
194 funds tracked by Wall St. Rank held Vanguard Industrials ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.