National Planning Corporation’s PIMCO Enhanced Low Duration Active Exchange-Traded Fund LDUR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-3,100	Closed	-$310K	–	674
2016 Q1	$310K	Buy	+3,100	New	+$310K	0.03%	461