National Planning Corporation’s U.S. Geothermal Inc. HTM Stock Holding History

National Planning Corporation’s Portfolio HTM Stock Details HTM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,483	Closed	-$14K	–	739
2016 Q3	$14K	Hold	3,483	–	–	﹤0.01%	653
2016 Q2	$17K	Hold	3,483	–	–	﹤0.01%	660
2016 Q1	$16K	Sell	3,483 -200	-5%	-$713	﹤0.01%	639
2015 Q4	$13K	Buy	3,683 +200	+6%	+$725	﹤0.01%	723
2015 Q3	$12K	Buy	3,483 +333	+11%	+$1.17K	﹤0.01%	617
2015 Q2	$11K	Hold	3,150	–	–	﹤0.01%	642
2015 Q1	$9K	Hold	3,150	–	–	﹤0.01%	642
2014 Q4	$8.34K	Hold	3,150	–	–	﹤0.01%	2115
2014 Q3	$11K	Hold	3,150	–	–	﹤0.01%	749
2014 Q2	$11K	Buy	3,150 +1,333	+73%	+$5.52K	﹤0.01%	754
2014 Q1	$8K	Hold	1,817	–	–	﹤0.01%	714
2013 Q4	$4K	Hold	1,817	–	–	﹤0.01%	704
2013 Q3	$5K	Hold	1,817	–	–	﹤0.01%	662
2013 Q2	$4K	Buy	+1,817	New	+$3.94K	﹤0.01%	544

Other funds holding HTM

Fondren Management Houston, Texas $16.9M AUM 5.82% 1-Year Est. Return

PMG

Private Management Group Irvine, California $3.8B AUM 23.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

ICP

Indus Capital Partners New York $39.7M AUM 53.95% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

JBF Capital Aspen, Colorado $676M AUM 24.74% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

National Planning Corporation's HTM Position: Q4 2016 in Review

National Planning Corporation sold out of U.S. Geothermal Inc. (HTM) in Q4 2016, closing a stake of 3,483 shares — an estimated $14K sold.

National Planning Corporation first reported a position in HTM in Q2 2013 and held it in 14 quarters. The position peaked at $17K in Q2 2016. 35 funds tracked by Wall St. Rank hold HTM as of Q4 2016.

National Planning Corporation reported no remaining U.S. Geothermal Inc. position as of Q4 2016 after selling out during the quarter.
National Planning Corporation sold 3,483 U.S. Geothermal Inc. shares in Q4 2016, an estimated $14K.
National Planning Corporation first reported a position in U.S. Geothermal Inc. in Q2 2013 and held it in 14 quarters.
National Planning Corporation's U.S. Geothermal Inc. position peaked at $17K in Q2 2016.
35 funds tracked by Wall St. Rank held U.S. Geothermal Inc. as of Q4 2016.

Based on National Planning Corporation's 13F filing for Q4 2016, filed 7 Feb 2017.