Narwhal Capital Management’s Rio Tinto RIO Stock Holding History

Narwhal Capital Management’s Portfolio RIO Stock Details RIO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-22,785	Closed	-$771K	–	135
2015 Q3	$771K	Sell	22,785 -600	-3%	-$22.5K	0.29%	90
2015 Q2	$964K	Sell	23,385 -235	-1%	-$10.3K	0.35%	87
2015 Q1	$978K	Buy	23,620 +5,920	+33%	+$268K	0.36%	85
2014 Q4	$815K	Sell	17,700 -6,000	-25%	-$283K	0.32%	91
2014 Q3	$1.17M	Hold	23,700	–	–	0.47%	71
2014 Q2	$1.29M	Sell	23,700 -600	-2%	-$32.5K	0.49%	75
2014 Q1	$1.36M	Hold	24,300	–	–	0.56%	67
2013 Q4	$1.37M	Hold	24,300	–	–	0.56%	66
2013 Q3	$1.19M	Hold	24,300	–	–	0.57%	70
2013 Q2	$998K	Buy	+24,300	New	+$1.08M	0.48%	77

Other funds holding RIO

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Narwhal Capital Management's RIO Position: Q4 2015 in Review

Narwhal Capital Management sold out of Rio Tinto (RIO) in Q4 2015, closing a stake of 22,785 shares — an estimated $771K sold.

Narwhal Capital Management first reported a position in RIO in Q2 2013 and held it in 10 quarters. The position peaked at $1.37M in Q4 2013. 256 funds tracked by Wall St. Rank hold RIO as of Q4 2015.

Narwhal Capital Management reported no remaining Rio Tinto position as of Q4 2015 after selling out during the quarter.
Narwhal Capital Management sold 22,785 Rio Tinto shares in Q4 2015, an estimated $771K.
Narwhal Capital Management first reported a position in Rio Tinto in Q2 2013 and held it in 10 quarters.
Narwhal Capital Management's Rio Tinto position peaked at $1.37M in Q4 2013.
256 funds tracked by Wall St. Rank held Rio Tinto as of Q4 2015.

Based on Narwhal Capital Management's 13F filing for Q4 2015, filed 15 Jan 2016.