MUFG Americas’s Sprott Physical Gold PHYS Stock Holding History

MUFG Americas’s Portfolio PHYS Stock Details PHYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-9,911	Closed	-$103K	–	1124
2017 Q3	$103K	Sell	9,911 -65,930	-87%	-$688K	﹤0.01%	489
2017 Q2	$768K	Sell	75,841 -13,493	-15%	-$139K	0.02%	311
2017 Q1	$913K	Sell	89,334 -5,500	-6%	-$55K	0.03%	289
2016 Q4	$890K	Sell	94,834 -12,562	-12%	-$126K	0.03%	297
2016 Q3	$1.18M	Sell	107,396 -2,024	-2%	-$22.4K	0.04%	278
2016 Q2	$1.2M	Sell	109,420 -15,694	-13%	-$164K	0.04%	253
2016 Q1	$1.27M	Sell	125,114 -6,739	-5%	-$65.7K	0.04%	249
2015 Q4	$1.15M	Buy	131,853 +4,156	+3%	+$37.7K	0.04%	257
2015 Q3	$1.17M	Sell	127,697 -17,770	-12%	-$165K	0.04%	262
2015 Q2	$1.41M	Sell	145,467 -13,673	-9%	-$135K	0.05%	255
2015 Q1	$1.56M	Buy	159,140 +12,981	+9%	+$131K	0.05%	245
2014 Q4	$1.43M	Sell	146,159 -65,110	-31%	-$646K	0.05%	248
2014 Q3	$2.11M	Buy	211,269 +84,491	+67%	+$896K	0.07%	208
2014 Q2	$1.4M	Buy	126,778 +46,569	+58%	+$498K	0.05%	246
2014 Q1	$856K	Buy	80,209 +47,928	+148%	+$516K	0.03%	309
2013 Q4	$322K	Buy	32,281 +21,481	+199%	+$226K	0.01%	428
2013 Q3	$119K	Buy	+10,800	New	+$120K	﹤0.01%	571

Other funds holding PHYS

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Pekin Hardy Strauss Chicago, Illinois $957M AUM 44.61% 1-Year Est. Return

Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Federation des caisses Desjardins du Quebec Levis, Quebec, Canada $27.8B AUM 31.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Forest Hill Capital Little Rock, Arkansas $152M AUM 64.38% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return