Mount Lucas Management’s PhenixFIN PFX Stock Holding History

Mount Lucas Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-250	Closed	-$38K	–	165
2016 Q3	$38K	Buy	+250	New	+$37.1K	0.01%	148

Other funds holding PFX

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAM

PVG Asset Management Golden, Colorado $173M AUM 64.51% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

WHI

William Harris Investors Chicago, Illinois $347M AUM 3.53% 1-Year Est. Return

Mount Lucas Management's PFX Position: Q4 2016 in Review

Mount Lucas Management sold out of PhenixFIN (PFX) in Q4 2016, closing a stake of 250 shares — an estimated $38K sold.

Mount Lucas Management first reported a position in PFX in Q3 2016 and held it in 1 quarter. The position peaked at $38K in Q3 2016. 106 funds tracked by Wall St. Rank hold PFX as of Q4 2016.

Mount Lucas Management reported no remaining PhenixFIN position as of Q4 2016 after selling out during the quarter.
Mount Lucas Management sold 250 PhenixFIN shares in Q4 2016, an estimated $38K.
Mount Lucas Management first reported a position in PhenixFIN in Q3 2016 and held it in 1 quarter.
Mount Lucas Management's PhenixFIN position peaked at $38K in Q3 2016.
106 funds tracked by Wall St. Rank held PhenixFIN as of Q4 2016.

Based on Mount Lucas Management's 13F filing for Q4 2016, filed 14 Feb 2017.