Mount Lucas Management’s Axos Financial AX Stock Holding History

Mount Lucas Management’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,026	Closed	-$157K	–	144
2016 Q3	$157K	Sell	7,026 -198	-3%	-$3.84K	0.03%	129
2016 Q2	$128K	Sell	7,224 -937	-11%	-$17.6K	0.02%	111
2016 Q1	$174K	Buy	8,161 +763	+10%	+$13.8K	0.03%	86
2015 Q4	$156K	Buy	+7,398	New	+$174K	0.02%	85
2014 Q4	–	Sell	-10,712	Closed	-$195K	–	88
2014 Q3	$195K	Buy	10,712 +896	+9%	+$16.9K	0.03%	81
2014 Q2	$180K	Sell	9,816 -3,044	-24%	-$59.9K	0.02%	100
2014 Q1	$276K	Sell	12,860 -380	-3%	-$8.16K	0.04%	72
2013 Q4	$260K	Buy	+13,240	New	+$238K	0.06%	80

Other funds holding AX

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Emerald Advisers Leola, Pennsylvania $3.16B AUM 109.58% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

Mount Lucas Management's AX Position: Q4 2016 in Review

Mount Lucas Management sold out of Axos Financial (AX) in Q4 2016, closing a stake of 7,026 shares — an estimated $157K sold.

Mount Lucas Management first reported a position in AX in Q4 2013 and held it in 8 quarters. The position peaked at $276K in Q1 2014. 229 funds tracked by Wall St. Rank hold AX as of Q4 2016.

Mount Lucas Management reported no remaining Axos Financial position as of Q4 2016 after selling out during the quarter.
Mount Lucas Management sold 7,026 Axos Financial shares in Q4 2016, an estimated $157K.
Mount Lucas Management first reported a position in Axos Financial in Q4 2013 and held it in 8 quarters.
Mount Lucas Management's Axos Financial position peaked at $276K in Q1 2014.
229 funds tracked by Wall St. Rank held Axos Financial as of Q4 2016.

Based on Mount Lucas Management's 13F filing for Q4 2016, filed 14 Feb 2017.