McCarthy & Cox’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

McCarthy & Cox’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-45,225	Closed	-$1.14M	–	67
2025 Q3	$1.14M	Sell	45,225 -8,506	-16%	-$213K	0.26%	29
2025 Q2	$1.34M	Sell	53,731 -687,220	-93%	-$17M	0.35%	25
2025 Q1	$18.3M	Buy	740,951 +397,682	+116%	+$9.84M	7.99%	4
2024 Q4	$8.46M	Buy	+343,269	New	+$8.51M	2.94%	15

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

McCarthy & Cox's UCON Position: Q4 2025 in Review

McCarthy & Cox sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2025, closing a stake of 45,225 shares — an estimated $1.14M sold.

McCarthy & Cox first reported a position in UCON in Q4 2024 and held it in 4 quarters. The position peaked at $18.3M in Q1 2025. 283 funds tracked by Wall St. Rank hold UCON as of Q4 2025.

McCarthy & Cox reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2025 after selling out during the quarter.
McCarthy & Cox sold 45,225 First Trust Smith Unconstrained Bond ETF shares in Q4 2025, an estimated $1.14M.
McCarthy & Cox first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2024 and held it in 4 quarters.
McCarthy & Cox's First Trust Smith Unconstrained Bond ETF position peaked at $18.3M in Q1 2025.
283 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2025.

Based on McCarthy & Cox's 13F filing for Q4 2025, filed 23 Jan 2026.