UPSL

UHLMANN PRICE SECURITIES, LLC Portfolio holdings

AUM $136M

This Quarter Return

+1.01%

1 Year Return

–

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$136M

AUM Growth

+$3.35M (+3%)

Cap. Flow

+$4.05M

Cap. Flow % of AUM

2.98%

Top 10 Holdings %Top 10 Hldgs %

34.89%

Holding

191

New

Increased

104

Reduced

Closed

Top Buys

1	Nuveen Select Maturities Municipal Fund NIM	$453K
2	Capital Group International Focus Equity ETF CGXU	$443K
3	Capital Group Short Duration Municipal Income ETF CGSM	$392K
4	Pinterest PINS	$318K
5	RMT Royce Micro-Cap Trust RMT	$295K

Top Sells

1	BlackRock Health Sciences Trust II BMEZ	$1.17M
2	TPZ Tortoise Power & Energy Infrastructure Fund TPZ	$582K
3	Marvell Technology MRVL	$226K
4	HIO Western Asset High Income Opportunity Fund HIO	$167K
5	EQT Corp EQT	$133K

Sector Composition

1	Technology	18.17%
2	Financials	10.77%
3	Energy	7.39%
4	Healthcare	4.64%
5	Consumer Discretionary	4.41%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
151	151 Cummins CMI $48.8B	$219K	0.16%	700	–	–
152	152 Caterpillar CAT $196B	$216K	0.16%	655	–	–
153	153 Vanguard Tax-Exempt Bond Index Fund VTEB $37.5B	$214K	0.16%	4,307 +22	+0.5%	+$1.09K
154	154 Nutrien NTR $29.3B	$212K	0.16%	+4,271	New	+$212K
155	155 PayPal PYPL $73.6B	$211K	0.16%	3,235	–	–
156	156 AstraZeneca AZN $218B	$206K	0.15%	+2,800	New	+$206K
157	157 Boston Scientific BSX $153B	$202K	0.15%	+2,000	New	+$202K
158	RA 158 Brookfield Real Assets Income Fund RA $730M	$199K	0.15%	15,154 +2,287	+18%	+$30.1K
159	FPF 159 First Trust Intermediate Duration Preferred & Income Fund FPF $1.14B	$194K	0.14%	10,527 +229	+2%	+$4.21K
160	FMY 160 First Trust Mortgage Income Fund FMY $51.6M	$193K	0.14%	15,777 +290	+2%	+$3.54K
161	AEF 161 abrdn Emerging Markets Equity Income Fund AEF $246M	$189K	0.14%	38,036 -10,537	-22%	-$52.3K
162	TSI 162 TCW Strategic Income Fund TSI $234M	$186K	0.14%	38,236 +1,545	+4%	+$7.51K
163	163 Royce Value Trust RVT $1.81B	$183K	0.14%	12,877 +258	+2%	+$3.67K
164	FCT 164 First Trust Senior Floating Rate Income Fund II FCT $265M	$183K	0.13%	18,037 +494	+3%	+$5.01K
165	AOD 165 abrdn Total Dynamic Dividend Fund AOD $953M	$183K	0.13%	21,770 +989	+5%	+$8.3K
166	166 Telus TU $25.2B	$172K	0.13%	11,963 +422	+4%	+$6.05K
167	IHD 167 Voya Emerging Markets High Income Dividend Equity Fund IHD $105M	$171K	0.13%	32,068 +986	+3%	+$5.27K
168	WIA 168 Western Asset Inflation-Linked Income Fund WIA $195M	$157K	0.12%	18,793 +340	+2%	+$2.84K
169	169 AdvisorShares Pure US Cannabis ETF MSOS $374M	$155K	0.11%	59,200 -275	-0.5%	-$718
170	IAE 170 Voya Asia Pacific High Dividend Equity Income Fund IAE $75.7M	$151K	0.11%	24,506 +751	+3%	+$4.63K
171	LGF.A 171 DELISTED Lions Gate Entertainment Corp. Class A Voting Shares LGF.A	$150K	0.11%	16,950 -800	-5%	-$7.08K
172	EDD 172 Morgan Stanley Emerging Markets Domestic Debt Fund EDD $325M	$148K	0.11%	31,438 +1,064	+4%	+$5K
173	LGF.B 173 DELISTED Lions Gate Entertainment Corp. Class B Non-Voting Shares LGF.B	$148K	0.11%	18,625 -250	-1%	-$1.98K
174	174 fuboTV FUBO $1.15B	$147K	0.11%	+50,500	New	+$147K
175	175 Nuveen Core Plus Impact Fund NPCT $313M	$146K	0.11%	13,677 +295	+2%	+$3.15K