UPSL

UHLMANN PRICE SECURITIES, LLC Portfolio holdings

AUM $136M

This Quarter Return

+1.01%

1 Year Return

–

3 Year Return

–

5 Year Return

–

10 Year Return

–

AUM

$136M

AUM Growth

+$3.35M (+3%)

Cap. Flow

+$4.05M

Cap. Flow % of AUM

2.98%

Top 10 Holdings %Top 10 Hldgs %

34.89%

Holding

191

New

Increased

104

Reduced

Closed

Top Buys

1	Nuveen Select Maturities Municipal Fund NIM	$453K
2	Capital Group International Focus Equity ETF CGXU	$443K
3	Capital Group Short Duration Municipal Income ETF CGSM	$392K
4	Pinterest PINS	$318K
5	RMT Royce Micro-Cap Trust RMT	$295K

Top Sells

1	BlackRock Health Sciences Trust II BMEZ	$1.17M
2	TPZ Tortoise Power & Energy Infrastructure Fund TPZ	$582K
3	Marvell Technology MRVL	$226K
4	HIO Western Asset High Income Opportunity Fund HIO	$167K
5	EQT Corp EQT	$133K

Sector Composition

1	Technology	18.17%
2	Financials	10.77%
3	Energy	7.39%
4	Healthcare	4.64%
5	Consumer Discretionary	4.41%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
51	51 Northrop Grumman NOC $74.7B	$636K	0.47%	1,243 +57	+5%	+$29.2K
52	52 Microchip Technology MCHP $40.4B	$634K	0.47%	13,100 -169	-1%	-$8.18K
53	RMT 53 Royce Micro-Cap Trust RMT $483M	$608K	0.45%	72,145 +34,988	+94%	+$295K
54	54 WisdomTree US MidCap Dividend Fund DON $3.73B	$606K	0.45%	12,242 +308	+3%	+$15.3K
55	55 Adams Diversified Equity Fund ADX $2.59B	$601K	0.44%	31,624 +698	+2%	+$13.3K
56	56 Schlumberger SLB $49.7B	$600K	0.44%	14,346 -21	-0.2%	-$878
57	57 Antero Resources AR $11.3B	$590K	0.43%	14,600 +1,400	+11%	+$56.6K
58	58 Sunoco SUN $7.27B	$568K	0.42%	9,788 +4	+0%	+$232
59	59 EQT Corp EQT $35.4B	$568K	0.42%	10,624 -2,494	-19%	-$133K
60	TYG 60 Tortoise Energy Infrastructure Corp TYG $749M	$563K	0.41%	13,085 +245	+2%	+$10.5K
61	61 Home Depot HD $358B	$562K	0.41%	1,534 -7	-0.5%	-$2.56K
62	62 SPDR Gold Trust GLD $102B	$562K	0.41%	1,949	–	–
63	63 FS KKR Capital FSK $6.11B	$560K	0.41%	26,734 +267	+1%	+$5.59K
64	64 Steel Dynamics STLD $19.5B	$550K	0.41%	4,401 -244	-5%	-$30.5K
65	ECF 65 Ellsworth Growth & Income Fund ECF $142M	$549K	0.4%	60,478 +817	+1%	+$7.42K
66	66 Zoetis ZTS $66.2B	$543K	0.4%	3,300 -200	-6%	-$32.9K
67	67 Capital Group Global Growth Equity ETF CGGO $6.38B	$540K	0.4%	19,073	–	–
68	ASGI 68 abrdn Global Infrastructure Income Fund ASGI $611M	$528K	0.39%	28,723 +1,099	+4%	+$20.2K
69	69 Walmart WMT $759B	$522K	0.38%	5,944 +1	+0%	+$88
70	70 Abbott ABT $215B	$503K	0.37%	3,795 +3	+0.1%	+$398
71	71 Pfizer PFE $139B	$503K	0.37%	19,839 -1,413	-7%	-$35.8K
72	72 iShares Silver Trust SLV $18.1B	$500K	0.37%	16,142	–	–
73	73 Gilead Sciences GILD $135B	$486K	0.36%	4,333 +39	+0.9%	+$4.37K
74	74 WisdomTree US SmallCap Dividend Fund DES $1.86B	$474K	0.35%	14,835 +508	+4%	+$16.2K
75	75 Bristol-Myers Squibb BMY $96.4B	$473K	0.35%	7,754 +467	+6%	+$28.5K