Mariner’s Legg Mason, Inc. LM Stock Holding History

Mariner’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-7,595	Closed	-$291K	–	1111
2019 Q2	$291K	Buy	+7,595	New	+$262K	﹤0.01%	894
2018 Q4	–	Sell	-21,886	Closed	-$683K	–	911
2018 Q3	$683K	Sell	21,886 -9,895	-31%	-$320K	0.02%	496
2018 Q2	$1.1M	Buy	+31,781	New	+$1.21M	0.03%	375

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Mariner's LM Position: Q3 2019 in Review

Mariner sold out of Legg Mason, Inc. (LM) in Q3 2019, closing a stake of 7,595 shares — an estimated $291K sold.

Mariner first reported a position in LM in Q2 2018 and held it in 3 quarters. The position peaked at $1.1M in Q2 2018. 329 funds tracked by Wall St. Rank hold LM as of Q3 2019.

Mariner reported no remaining Legg Mason, Inc. position as of Q3 2019 after selling out during the quarter.
Mariner sold 7,595 Legg Mason, Inc. shares in Q3 2019, an estimated $291K.
Mariner first reported a position in Legg Mason, Inc. in Q2 2018 and held it in 3 quarters.
Mariner's Legg Mason, Inc. position peaked at $1.1M in Q2 2018.
329 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q3 2019.

Based on Mariner's 13F filing for Q3 2019, filed 13 Nov 2019.