Mariner’s FT Vest US Equity Buffer ETF October FOCT Stock Holding History

Mariner’s Portfolio FOCT Stock Details FOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$331K	Sell	6,951 -376	-5%	-$18.4K	﹤0.01%	2783
2025 Q4	$359K	Sell	7,327 -493	-6%	-$23.8K	﹤0.01%	2698
2025 Q3	$372K	Hold	7,820	–	–	﹤0.01%	2639
2025 Q2	$350K	Hold	7,820	–	–	﹤0.01%	2605
2025 Q1	$325K	Sell	7,820 -582	-7%	-$24.9K	﹤0.01%	2560
2024 Q4	$358K	Sell	8,402 -910	-10%	-$38.9K	﹤0.01%	2464
2024 Q3	$393K	Sell	9,312 -150	-2%	-$6.27K	﹤0.01%	2344
2024 Q2	$393K	Hold	9,462	–	–	﹤0.01%	2238
2024 Q1	$384K	Hold	9,462	–	–	﹤0.01%	2236
2023 Q4	$368K	Sell	9,462 -52	-0.5%	-$1.94K	﹤0.01%	2168
2023 Q3	$348K	Sell	9,514 -41	-0.4%	-$1.55K	﹤0.01%	2027
2023 Q2	$361K	Hold	9,555	–	–	﹤0.01%	1980
2023 Q1	$335K	Sell	9,555 -58	-0.6%	-$1.99K	﹤0.01%	1981
2022 Q4	$317K	Sell	9,613 -111	-1%	-$3.65K	﹤0.01%	1978
2022 Q3	$300K	Buy	+9,724	New	+$319K	﹤0.01%	1768
2022 Q2	–	Sell	-10,690	Closed	-$374K	–	1398
2022 Q1	$374K	Buy	10,690 +332	+3%	+$11.5K	﹤0.01%	1227
2021 Q4	$370K	Buy	+10,358	New	+$363K	﹤0.01%	1060

Other funds holding FOCT

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

BFG

Bleakley Financial Group Fairfield, New Jersey $6.39B AUM 26.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $8.94B AUM 20.84% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return

Mariner's FOCT Position: Q1 2026 in Review

Mariner reduced its FT Vest US Equity Buffer ETF October (FOCT) stake by 5.1% in Q1 2026, selling an estimated $18.4K and leaving 6,951 shares worth $331K. The position accounts for ﹤0.01% of the portfolio, ranked #2783.

Mariner first reported a position in FOCT in Q4 2021 and has held it in 17 quarters since. The position peaked at $393K in Q3 2024. 137 funds tracked by Wall St. Rank hold FOCT as of Q1 2026.

Mariner held 6,951 shares of FT Vest US Equity Buffer ETF October worth $331K as of Q1 2026.
Mariner sold 376 FT Vest US Equity Buffer ETF October shares in Q1 2026, an estimated $18.4K.
FT Vest US Equity Buffer ETF October made up ﹤0.01% of Mariner's portfolio in Q1 2026, its #2783 holding.
Mariner first reported a position in FT Vest US Equity Buffer ETF October in Q4 2021 and has held it in 17 quarters since.
Mariner's FT Vest US Equity Buffer ETF October position peaked at $393K in Q3 2024.
137 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF October as of Q1 2026.

Based on Mariner's 13F filing for Q1 2026, filed 13 May 2026.