MIG

Mariner Investment Group Portfolio holdings

AUM $277M
1-Year Return 14.53%
This Quarter Return
+4%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$512M
AUM Growth
+$59.9M
Cap. Flow
+$42.9M
Cap. Flow %
8.39%
Top 10 Hldgs %
38.63%
Holding
291
New
66
Increased
68
Reduced
44
Closed
39

Top Buys

1
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
$11.4M
2
RFI
Cohen & Steers Total Return Realty Fund
RFI
$5.68M
3
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.97M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
$4.4M
5
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$4.29M

Top Sells

1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$23.7M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7.31M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.27M
4
DFP
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$5.96M
5
UMC icon
United Microelectronic
UMC
$5.02M

Sector Composition

1 Healthcare 8.5%
2 Technology 3.43%
3 Industrials 2.5%
4 Financials 1.26%
5 Real Estate 1.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCAI
176
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$283K 0.05%
+9,723
New +$283K
NPT
177
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$279K 0.05%
21,750
– –
MVC
178
DELISTED
MVC Capital, Inc.
MVC
$268K 0.05%
20,712
-30,419
-59% -$394K
AUXL
179
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$267K 0.05%
+13,310
New +$267K
VOLC
180
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$264K 0.05%
+15,000
New +$264K
MYI icon
181
BlackRock MuniYield Quality Fund III
MYI
$703M
$254K 0.05%
18,418
+5,000
+37% +$69K
ZNGA
182
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$247K 0.05%
+77,100
New +$247K
IVH
183
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$227K 0.04%
12,245
-7,888
-39% -$146K
HYB
184
DELISTED
New America High Income Fund, Inc.
HYB
$224K 0.04%
+22,300
New +$224K
CTAS icon
185
Cintas
CTAS
$83.4B
$222K 0.04%
+14,000
New +$222K
SPLS
186
DELISTED
Staples Inc
SPLS
$217K 0.04%
20,000
-5,000
-20% -$54.3K
MDR
187
DELISTED
McDermott International
MDR
$202K 0.04%
+8,333
New +$202K
EROC
188
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$176K 0.03%
+35,336
New +$176K
SUNS
189
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$172K 0.03%
+10,188
New +$172K
JLA
190
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$164K 0.03%
+12,322
New +$164K
UNAM
191
DELISTED
Unico American Corp
UNAM
$163K 0.03%
+13,000
New +$163K
MUJ icon
192
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$585M
$158K 0.03%
11,020
– –
MYF
193
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$154K 0.03%
10,494
-18,289
-64% -$268K
WWE
194
DELISTED
World Wrestling Entertainment
WWE
$119K 0.02%
+10,000
New +$119K
OPK icon
195
Opko Health
OPK
$1.1B
$106K 0.02%
12,000
-3,000
-20% -$26.5K
XRDC
196
DELISTED
Crossroads Capital, Inc
XRDC
$89K 0.02%
+14,992
New +$89K
MSO
197
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$79K 0.02%
+16,782
New +$79K
ASXC
198
DELISTED
Asensus Surgical, Inc.
ASXC
$63K 0.01%
+962
New +$63K
APA icon
199
APA Corp
APA
$8.39B
– –
-13,500
Closed -$1.12M
BBN icon
200
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
– –
-52,875
Closed -$1.07M
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