We are live on ! Find out more
MIG

Mariner Investment Group Portfolio holdings

AUM $463M
1-Year Est. Return 13.33%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+13.33%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$483M
AUM Growth
-$35.1M
Cap. Flow
+$68.3M
Cap. Flow %
14.14%
Top 10 Hldgs %
40.82%
Holding
332
New
91
Increased
62
Reduced
64
Closed
86

Top Buys

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
+$4.79M
3
AGNC icon
AGNC Investment
AGNC
+$4.15M
4
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
+$3.8M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.5M

Top Sells

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$6.85M
2
SLA
AMERICAN SELECT PTFL INC
SLA
+$5.5M
3
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$4.35M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.9M
5
GILD icon
Gilead Sciences
GILD
+$3.79M

Sector Composition

Rank Sector Weight
1 Healthcare 11.24%
2 Technology 4.16%
3 Real Estate 4.11%
4 Industrials 3.7%
5 Financials 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLPH icon
151
Talphera
TLPH
$66.4M
$383K 0.08%
3,485
+1,360
+64% +$214K
CTF
152
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$369K 0.08%
25,000
+981
+4% +$15K
NMA
153
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$369K 0.08%
+27,341
New +$372K
EVEP
154
DELISTED
EV Energy Partners, L.P.
EVEP
$355K 0.07%
10,000
-5,000
-33% -$192K
CYS
155
DELISTED
CYS Investments Inc.
CYS
$330K 0.07%
+40,000
New +$361K
IBB icon
156
PUT
iShares Biotechnology ETF
IBB
$9.34B
$313K 0.06%
156,000
+93,000
+148% +$8.16M
BKCC
157
DELISTED
BlackRock Capital Investment Corporation
BKCC
$299K 0.06%
+35,000
New +$316K
NXZ
158
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$292K 0.06%
20,954
– –
CMRX
159
DELISTED
Chimerix, Inc.
CMRX
$291K 0.06%
10,519
-19,481
-65% -$473K
NPT
160
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$277K 0.06%
21,750
– –
MFL
161
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$263K 0.05%
18,946
-85,429
-82% -$1.17M
SCAI
162
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$260K 0.05%
9,723
– –
NUJ
163
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$256K 0.05%
19,490
-6,438
-25% -$85.1K
VKI icon
164
Invesco Advantage Municipal Income Trust II
VKI
$396M
$252K 0.05%
22,156
-241,497
-92% -$2.71M
PHD
165
DELISTED
Pioneer Floating Rate Fund
PHD
$251K 0.05%
+21,397
New +$261K
HZNP
166
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$246K 0.05%
+20,000
New +$232K
MUC icon
167
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$243K 0.05%
17,077
-34,615
-67% -$491K
NXJ
168
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$242K 0.05%
18,000
-6,750
-27% -$90.9K
OPK icon
169
Opko Health
OPK
$985M
$233K 0.05%
27,400
+15,400
+128% +$135K
IWM icon
170
PUT
iShares Russell 2000 ETF
IWM
$79.8B
$213K 0.04%
100,000
+40,000
+67% +$4.58M
BSL
171
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$204K 0.04%
11,900
-36,708
-76% -$648K
M icon
172
Macy's
M
$6.53B
$204K 0.04%
+3,500
New +$207K
VZ icon
173
Verizon
VZ
$195B
$200K 0.04%
4,000
-9,000
-69% -$447K
MYD
174
DELISTED
BlackRock MuniYield Fund
MYD
$185K 0.04%
13,041
-91,100
-87% -$1.29M
VIRX
175
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$181K 0.04%
+120
New +$174K
5 6
7
8 9

Similar funds

CWWM
Clear Wave Wealth Management Red Bank, New Jersey $463M AUM
FNBTCON
First National Bank & Trust Co of Newtown Newtown, Pennsylvania $464M AUM 17.66% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $463M AUM 16% 1-Year Est. Return
CPIM
Coalescence Partners Investment Management New York $463M AUM 8.27% 1-Year Est. Return
SHWM
Smith & Howard Wealth Management Atlanta, Georgia $462M AUM 12.39% 1-Year Est. Return
DF
DecisionPoint Financial Mesa, Arizona $464M AUM 14.01% 1-Year Est. Return
NG
NatWest Group Edinburgh, Scotland, United Kingdom $462M AUM 47.31% 1-Year Est. Return
PC
ParaFi Capital New York $462M AUM 12.81% 1-Year Est. Return

Mariner Investment Group's Q3 2014 Portfolio in Review

As of Q3 2014, Mariner Investment Group held 332 positions worth $483M, down 6.8% from $518M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Mariner Investment Group deployed $68.3M of net new capital in Q3 2014, opening 91 new positions and adding to 62 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.

By sector, the portfolio is most concentrated in Healthcare at 11% of assets, up from 8.4% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $6.85M trimmed.

  • Mariner Investment Group's largest Q3 2014 buy was Diversified Real Asset Income Fd: 365,460 shares worth $6.48M.
  • Mariner Investment Group added most to Biogen in Q3 2014, an estimated $3.21M increase.
  • Mariner Investment Group's biggest Q3 2014 reduction was DoubleLine Income Solutions Fund, cutting an estimated $6.85M.
  • Mariner Investment Group fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $5.5M.
  • Mariner Investment Group's ten largest holdings make up 41% of its $483M portfolio in Q3 2014.
  • Mariner Investment Group opened 91 new positions and closed 86 in Q3 2014.
  • Mariner Investment Group's portfolio value fell 6.8% quarter-over-quarter to $483M.

Based on Mariner Investment Group's 13F filing for Q3 2014, filed 10 Nov 2014.