MIG

Mariner Investment Group Portfolio holdings

AUM $277M
1-Year Return 14.53%
This Quarter Return
-0.99%
1 Year Return
+14.53%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$476M
AUM Growth
-$35.4M
Cap. Flow
-$32.8M
Cap. Flow %
-6.9%
Top 10 Hldgs %
41.4%
Holding
299
New
46
Increased
55
Reduced
55
Closed
65

Top Buys

1
DRA
Diversified Real Asset Income Fd
DRA
$6.48M
2
IVR icon
Invesco Mortgage Capital
IVR
$4.4M
3
SVVC
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$4.1M
4
AGNC icon
AGNC Investment
AGNC
$3.83M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3.77M

Top Sells

1
DSL
DoubleLine Income Solutions Fund
DSL
$6.84M
2
SLA
AMERICAN SELECT PTFL INC
SLA
$5.5M
3
MUE icon
BlackRock MuniHoldings Quality Fund II
MUE
$4.35M
4
GILD icon
Gilead Sciences
GILD
$4.12M
5
REGN icon
Regeneron Pharmaceuticals
REGN
$3.96M

Sector Composition

1 Healthcare 11.4%
2 Technology 4.22%
3 Real Estate 4.17%
4 Industrials 3.75%
5 Financials 2.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BKCC
151
DELISTED
BlackRock Capital Investment Corporation
BKCC
$299K 0.06%
+35,000
New +$299K
NXZ
152
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$292K 0.06%
20,954
– –
CMRX
153
DELISTED
Chimerix, Inc.
CMRX
$291K 0.06%
10,519
-19,481
-65% -$539K
NPT
154
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$277K 0.06%
21,750
– –
MFL
155
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$263K 0.05%
18,946
-85,429
-82% -$1.19M
SCAI
156
DELISTED
Surgical Care Affiliates, Inc.
SCAI
$260K 0.05%
9,723
– –
NUJ
157
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$256K 0.05%
19,490
-6,438
-25% -$84.6K
VKI icon
158
Invesco Advantage Municipal Income Trust II
VKI
$373M
$252K 0.05%
22,156
-241,497
-92% -$2.75M
PHD
159
Pioneer Floating Rate Fund
PHD
$123M
$251K 0.05%
+21,397
New +$251K
HZNP
160
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$246K 0.05%
+20,000
New +$246K
MUC icon
161
BlackRock MuniHoldings California Quality Fund
MUC
$984M
$243K 0.05%
17,077
-34,615
-67% -$493K
NXJ icon
162
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$480M
$242K 0.05%
18,000
-6,750
-27% -$90.8K
OPK icon
163
Opko Health
OPK
$1.07B
$233K 0.05%
27,400
+15,400
+128% +$131K
BSL
164
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$186M
$204K 0.04%
11,900
-36,708
-76% -$629K
M icon
165
Macy's
M
$4.64B
$204K 0.04%
+3,500
New +$204K
VZ icon
166
Verizon
VZ
$187B
$200K 0.04%
4,000
-9,000
-69% -$450K
MYD icon
167
BlackRock MuniYield Fund
MYD
$468M
$185K 0.04%
13,041
-91,100
-87% -$1.29M
VIRX
168
DELISTED
Viracta Therapeutics, Inc. Common Stock
VIRX
$181K 0.04%
+120
New +$181K
AEO icon
169
American Eagle Outfitters
AEO
$3.26B
$160K 0.03%
11,000
-38,000
-78% -$553K
VOLC
170
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$160K 0.03%
15,000
– –
UNAM
171
DELISTED
Unico American Corp
UNAM
$157K 0.03%
13,000
– –
MUJ icon
172
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$589M
$154K 0.03%
11,020
– –
WMC
173
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$148K 0.03%
+1,000
New +$148K
MDR
174
DELISTED
McDermott International
MDR
$143K 0.03%
8,333
– –
HERZ
175
Herzfeld Credit Income Fund, Inc. Common Stock
HERZ
$39.6M
$94K 0.02%
+15,129
New +$94K
5 6
7
8 9